1. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached
|
Gallaher Group Plc | |||
2. Reason for the notification (please tick the
appropriate box or boxes) |
||||
An acquisition or disposal of voting rights
|
þ | |||
An acquisition or disposal of financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached |
o | |||
An event changing the breakdown of voting
rights |
o | |||
Other (please specify): |
o | |||
3. Full name of person(s) subject to the notification
obligation
|
(1) JTI (UK)
Management Ltd;
|
|||
(2) Japan Tobacco Inc
(the 100% shareholder
in JTI (UK) Management
Ltd); and
|
||||
(3) The Japanese
Ministry of Finance
(the 50.00%
shareholder in Japan
Tobacco Inc.).
|
||||
4. Full name of shareholder(s) (if different from 3).
|
JTI (UK) Management Ltd | |||
5. Date of the transaction (and date on which the
threshold is crossed or reached if different
|
23 January 2007 | |||
6. Date on which issuer notified:
|
25 January 2007 | |||
7. Threshold(s) that is/are crossed or reached:
|
6% | |||
8. Notified details: |
Class/type of | ||||||||||||||
shares if possible | Situation previous to | |||||||||||||
using the | the Triggering | |||||||||||||
ISIN CODE | transaction | Resulting situation after the triggering transaction | ||||||||||||
Number | ||||||||||||||
Number | of Voting | Number of | ||||||||||||
of Shares | Rights | shares | Number of voting rights | % of voting rights | ||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||
Ordinary Shares ISIN CODE: GB0003833695 |
36,159,250 (5.503% of shares) |
36,159,250 (5.503% of direct voting rights) |
43,659,238 The number of shares stated above are directly held by JTI (UK) Management Ltd only. |
43,659,238 This is the number of voting rights attached to shares held directly by JTI (UK) Management Ltd only. |
43,659,238 Please see Box 9. The indirect voting rights stated above are held through controlled undertakings, being: |
6.645% The percentage of direct voting rights stated above are held by JTI (UK) Management Ltd only. |
6.645% Please see Box 9. The percentage of indirect voting rights stated above are held through controlled undertakings, being: |
Class/type of | ||||||||||||||
shares if possible | Situation previous to | |||||||||||||
using the | the Triggering | |||||||||||||
ISIN CODE | transaction | Resulting situation after the triggering transaction | ||||||||||||
Number | ||||||||||||||
Number | of Voting | Number of | ||||||||||||
of Shares | Rights | shares | Number of voting rights | % of voting rights | ||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||
(1) Japan Tobacco
Inc., through its
100% wholly-owned
subsidiary, JTI
(UK) Management
Ltd.; and (2) the Japanese Ministry of Finance, through its 50.00% holding in Japan Tobacco Inc., which in turn holds 100% of JTI (UK) Management Ltd. |
(1) Japan Tobacco Inc., through its 100% wholly-owned subsidiary, JTI (UK) Management Ltd.; and (2) the Japanese Ministry of Finance, through its 50.00% holding in Japan Tobacco Inc., which in turn holds 100% of JTI (UK) Management Ltd. |
Number of voting rights that | ||||||||
Type of | Exercise/ | may be acquired if the | ||||||
financial | Expiration | Conversion | instrument is | |||||
instrument | date | Period/ Date | exercised/converted. | % of voting rights | ||||
n/a
|
n/a | n/a | n/a | n/a |
Number of voting rights | % of voting rights | |
43,659,238 only | 6.645% only |
9. | Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable |
1. | As at 23 January 2007, JTI (UK) Management Ltd holds 6.645% of the voting rights of Gallaher Group Plc (being 43,659,238 shares). As such, JTI (UK) Management Ltd has a direct holding of 6.645% of the voting rights in Gallaher Group Plc. | ||
2. | Japan Tobacco Inc. is a 100% shareholder of JTI (UK) Management Ltd and holds 100% of the voting rights in JTI (UK) Management Ltd. As such, Japan Tobacco Inc., through its 100% wholly-owned subsidiary JTI (UK) Management Ltd, has an indirect holding of 6.645% of the votings rights of Gallaher Group Plc (being the same 43,659,238 shares held by JTI (UK) Management Ltd). |
3. | The Japanese Ministry of Finance is a 50.00% shareholder of Japan Tobacco Inc., and holds just over 50% of the voting rights attached to shares in Japan Tobacco Inc. The Japanese Ministry of Finance, through its 50.00% holding in Japan Tobacco Inc. (which in turn through its 100% wholly-owned subsidiary JTI (UK) Management Ltd) has an indirect holding of 6.645% of the votings rights of Gallaher Group Plc (being the same 43,659,238 shares held by JTI (UK) Management Ltd). |
10. Name of the proxy holder:
|
n/a | |
11. Number of voting rights
proxy holder will cease to
hold:
|
n/a | |
12. Date on which proxy
holder will cease to hold
voting rights:
|
n/a | |
13. Additional information:
|
n/a | |
14. Contact name:
|
Japan Tobacco Inc. and JTI (UK) Management Ltd Kosei Oda (Legal Counsel) | |
Freshfields Bruckhaus Deringer, legal advisers to Japan Tobacco Inc. and JTI (UK) Management Ltd Penny MacRae (Associate) | ||
15. Contact telephone number:
|
+81 (3) 5572 3352 Kosei Oda (Legal Counsel for Japan Tobacco Inc.) | |
+44 (0) 20 7716 4251 Penny MacRae, Associate Freshfields Bruckhaus Deringer |
Gallaher Group Plc (Registrant) |
|||||
By: | /s/ Robin Miller | ||||
Name: | Robin Miller | ||||
Date: January 29, 2007 | Title: | Deputy Company Secretary | |||