UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units (Time-Based) (1) | Â (2) | Â (2) | Series A Common Stock | 1,540 (3) | $ 0 (3) | D | Â |
Employee Stock Option (Right to Buy) | Â (4) | 07/23/2018 | Series B Common Stock | 27,270 | $ 6.66 | D | Â |
Employee Stock Option (Right to Buy) | Â (5) | 12/03/2018 | Series B Common Stock | 24,000 | $ 2.05 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McKEON JOHN C C/O THE DALLAS MORNING NEWS, INC. 508 YOUNG STREET DALLAS, TX 75202 |
 |  |  Pres/GM of Dallas Morning News |  |
John C. McKeon | 02/24/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects derivative securities (exercisable for or settled in the Issuer's common stock) issued in connection with the spin-off of the Issuer from Belo Corp. pursuant to the anti-dilution adjustment provisions of previously outstanding awards. |
(2) | These time-based restricted stock units vest 100% in 2010 on the date of the A. H. Belo Corporation annual earnings release for the fiscal year ending December 31, 2009 and are settled within 10 business days thereafter. |
(3) | Each restricted stock unit (both performance-related and time-based) represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. Restricted Stock Units are valued as of the date of vesting and are paid 60% in shares of Belo Corp. Series A Common Stock and 40% in cash. |
(4) | These options are currently exercisable as to 10,908 shares and become exercisable as to 8,181 shares on 7/23/2010 and as to the remaining shares on 7/23/2011. |
(5) | These options become exercisable as to 12,000 shares on 12/3/2010 and as to the remaining shares on 12/3/2011. |