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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
RSUs (3) | $ 0 | 02/01/2016 | M | 9,165 | (4) | (4) | Common Stock | 9,165 | $ 0 | 0 | D | ||||
RSUs (3) | $ 0 | 02/01/2016 | M | 5,304 | (5) | (5) | Common Stock | 5,304 | $ 0 | 5,303 | D | ||||
PRSUs (6) | $ 0 | 02/01/2016 | M | 14,927 | (7) | (7) | Common Stock | 14,927 | $ 0 | 14,927 | D | ||||
PRSUs (6) | $ 0 | 02/01/2016 | M | 4,257 | (8) | (8) | Common Stock | 4,257 | $ 0 | 12,768 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Miles Patrick 7475 LUSK BLVD. SAN DIEGO, CA 92121 |
President and COO |
/s/ Jason M. Hannon, Attorney-in-Fact for Patrick S. Miles | 02/03/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards. |
(2) | Shares withheld by the Issuer to satisfy tax withholding obligations. |
(3) | Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting. |
(4) | This RSU award was granted to the Reporting Person on February 26, 2013. In accordance with the terms of the RSU award, the award vested as to 9,165 shares on each of February 1, 2014, February 1, 2015 and February 1, 2016. |
(5) | This RSU award was granted to the Reporting Person on February 19, 2014. In accordance with the terms of the RSU award, the award vested as to 5,304 shares on each of February 1, 2015 and February 1, 2016 and will vest as to 5,303 shares on February 1, 2017. |
(6) | Each Performance Restricted Stock Unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting. |
(7) | This PRSU award was granted to the Reporting Person on February 19, 2014. In accordance with the terms of the PRSU award, the award vested as to 14,927 shares on February 1, 2016 and will vest as to 14,927 shares on February 1, 2017. |
(8) | This PRSU award was granted to the Reporting Person on February 17, 2015. In accordance with the terms of the PRSU award, the award vested as to 4,257 shares on February 1, 2016 and will vest as to 4,256 shares on each of February 1, 2017, February 1, 2018 and February 1, 2019. |