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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Morris Nicola S C/O WEX INC. 97 DARLING AVENUE SOUTH PORTLAND, ME 04106 |
 |  |  SVP, Corporate Development |  |
Gregory A. Wiessner as attorney-in-fact for Nicola Morris | 02/16/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person's sale of WEX common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 12 shares, with the reporting person's purchase of 12 shares of WEX common stock at a price of $94.75 per share on March 31, 2014. The reporting person has paid WEX $71.25, representing the full amount of the profit realized in connection with the short-swing transaction. These purchases and sales were made by the reporting person's financial adviser on a discretionary basis and without the advanced knowledge of the reporting person, her spouse or WEX. |
(2) | The reporting person's spouse's sale of WEX common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 10 shares, with the reporting person's purchase of 10 shares of WEX common stock at a price of $95.63 per share on June 3, 2014. The reporting person has paid WEX $50.58, representing the full amount of the profit realized in connection with the short-swing transaction. These purchases and sales were made by the reporting person's financial adviser on a discretionary basis and without the advanced knowledge of the reporting person, her spouse or WEX. |