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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOTTWALD WILLIAM M 330 SOUTH FOURTH STREET RICHMOND, VA 23219 |
X | X | Chairman of the Board |
Nicole C. Daniel, Attorney in Fact | 12/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes (i) 288,601 shares received as a distribution from Westham Partners, L.P. and (ii) 5,662 shares held in an IRA. |
(2) | Includes 32,175 shares held of record by Westham Partners, L.P. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. |
(3) | 16,360 held of record by Westham Partners, L.P. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. |
(4) | Includes 48,808 shares held by Westham Partners, L.P. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. |
(5) | Includes 66,562 shares held by Westham Partners, L.P. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. |
(6) | 74,591 sha res held of record by Westham Partners, L.P. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. |
(7) | 14,421shares held of record by Westham Partners, L.P. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. |
(8) | 14,694 shares held of record by Westham Partners, L.P. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. |
(9) | Additional Indirect Holdings: 7,892 shares held by Trustee under Albemarle Savings Plan; 19,052 shares held as co-trustee fbo James M. Gottwald u/a dtd 12/1/81; 17,894 shares held as co-trustee fbo James M. Gottwald u/a dtd 1/3/89; 10,972 shares held as co-trustee fbo Sarah W. Gottwald u/a dtd 3/1/83. |
(10) | Price calculated per the terms of an Agreement between Westham Partners, L.P. and Albemarle Corporation. Decrease in shares reflects (i) distribution from Westham Partners, L.P. and (ii) proportionate decrease for sale of shares from Westham Partners, L.P. * |