Artio Global Investors Inc.
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(Name of Issuer)
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Class C Common Stock
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(Title of Class of Securities)
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04315B
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(CUSIP Number)
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December 31, 2010
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. 04315B
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13G
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1.
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NAMES OF REPORTING PERSONS
GAM Holding Ltd.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(b) o
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
16,755,844
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
16,755,844
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,755,844
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
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o
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
100%
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12.
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TYPE OF REPORTING PERSON
NOT APPLICABLE
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Item 1(a).
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Name of Issuer:
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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Item 2(a).
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Name of Person Filing:
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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Item 2(c).
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Citizenship:
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Item 2(d).
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Title of Class of Securities:
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Item 2(e).
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CUSIP Number:
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Item 3.
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If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
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(a)
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o
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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o |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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o |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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o |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o |
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
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(k)
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o |
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: 16,755,844
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(b)
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Percent of class: 100%
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote: 16,755,844
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(ii)
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Shared power to vote or to direct the vote: 0
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(iii)
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Sole power to dispose or to direct the disposition of: 16,755,844
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certifications.
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7 February, 2011
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(Date)
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/s/ Scott Sullivan
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(Signature)
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Scott Sullivan
General Counsel and Executive Board Member
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(Name/Title)
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