UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 22, 2008
Advanced Energy Industries, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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000-26966
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84-0846841 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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1625 Sharp Point Drive, Fort Collins, Colorado
(Address of principal executive offices)
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80525
(Zip Code) |
Registrant’s telephone number, including area code: (970) 221-4670
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
This Form 8-K/A amends the Form 8-K that Advanced Energy Industries, Inc. filed on January 22,
2008. The previously filed Form 8-K inadvertently referenced the item number as Item 7.01. The
correct item number should have been Item Number 2.02 as described below.
The
Company's expectations with respect to financial results for the fourth
quarter of 2007 are forward looking statements within the meaning of Section 27A of the Securities
Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements are
subject to known and unknown risks and uncertainties that could cause actual results to differ
materially from those expressed or implied by such statements. Such risks and uncertainties
include, but are not limited to: the volatility and cyclicality of the industries the company
serves, the timing of orders received from customers, the
company's ability to realize cost
improvement benefits from the global operations initiatives
underway, the company's dependence
on sole and limited source suppliers, fluctuating currency rates, and unanticipated changes to
management's estimates, reserves or allowances. These and other risks are described in Advanced
Energy's Form 10-K, Forms 10-Q and other reports and statements filed with the Securities
and Exchange Commission. These reports and statements are available
on the SEC's website at
www.sec.gov. Copies may also be obtained from Advanced
Energy's website at www.advanced-energy.com or by contacting
Advanced Energy's investor relations at 970-407-6555. Forward-looking statements
are made and based on information available to the company on the
date of the press release set
forth as Exhibit 99.1. The company assumes no obligation to update the information in such
press release.
ITEM 2.02
RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On January 22, 2008, Advanced Energy Industries, Inc. issued a press release lowering its guidance
for fourth quarter of 2007. A copy of this press release is provided herewith as exhibit 99.1.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
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Description |
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99.1
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Press release dated January 22, 2008. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Advanced Energy Industries, Inc. |
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Date:
January 25, 2008
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/s/ Lawrence D. Firestone
Lawrence D. Firestone
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Executive Vice President & Chief Financial Officer |
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