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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ArcLight Capital Partners, LLC 200 CLARENDON STREET 55TH FLOOR BOSTON, MA 02117 |
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ArcLight Capital Holdings, LLC 200 CLARENDON STREET 55TH FLOOR BOSTON, MA 02117 |
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Bronco Midstream Infrastructure, LLC 200 CLARENDON STREET 55TH FLOOR BOSTON, MA 02117 |
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Enogex Holdings LLC 200 CLARENDON STREET 55TH FLOOR BOSTON, MA 02117 |
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ArcLight Energy Partners Fund IV LP 200 CLARENDON STREET 55TH FLOOR BOSTON, MA 02117 |
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ARCLIGHT ENERGY PARTNERS FUND V, L.P. 200 CLARENDON STREET 55TH FLOOR BOSTON, MA 02117 |
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Bronco Midstream Partners, L.P. 200 CLARENDON STREET 55TH FLOOOR BOSTON, MA 02117 |
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Revers Daniel R 200 CLARENDON STREET 55TH FLOOR BOSTON, MA 02117 |
ARCLIGHT CAPITAL PARTNERS, LLC By: /s/ Daniel R. Revers Daniel R. Revers, Managing Partner | 11/01/2016 | |
**Signature of Reporting Person | Date | |
ARCLIGHT CAPITAL HOLDINGS, LLC By: /s/ Daniel R. Revers Daniel R. Revers, Manager | 11/01/2016 | |
**Signature of Reporting Person | Date | |
BRONCO MIDSTREAM INFRASTRUCTURE, LLC By: /s/ Daniel R. Revers Daniel R. Revers, President | 11/01/2016 | |
**Signature of Reporting Person | Date | |
ENOGEX HOLDINGS LLC By: /s/ Daniel R. Revers Daniel R. Revers, President | 11/01/2016 | |
**Signature of Reporting Person | Date | |
ARCLIGHT ENERGY FUND IV, L.P. By: ArcLight PEF GP IV, LLC, its general partner By: ArcLight Capital Holdings, LLC, its manager By: /s/ Daniel R. Revers Daniel R. Revers, Managing Partner | 11/01/2016 | |
**Signature of Reporting Person | Date | |
ARCLIGHT ENERGY FUND V, L.P. By: ArcLight PEF GP V, LLC, its general partner By: ArcLight Capital Holdings, LLC, its manager By: /s/ Daniel R. Revers Daniel R. Revers, Managing Partner | 11/01/2016 | |
**Signature of Reporting Person | Date | |
BRONCO MIDSTREAM PARTNERS, L.P. By: ArcLight Bronco Partners GP, LLC, its general partner By: /s/ Daniel R. Revers Daniel R. Revers, President | 11/01/2016 | |
**Signature of Reporting Person | Date | |
/s/ Daniel R. Revers Daniel R. Revers | 11/01/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is filed jointly by ArcLight Capital Partners, LLC ("ArcLight Capital Partners"), ArcLight Capital Holdings, LLC, ArcLight Energy Partners Fund V, L.P. ("Fund V"), ArcLight Energy Partners Fund IV, L.P. ("Fund IV"), Bronco Midstream Partners, L.P. ("Bronco Midstream"), Bronco Midstream Infrastructure, LLC ("Bronco Infrastructure") and Enogex Holdings LLC ("Enogex Holdings") and collectively with the foregoing and their respective general partners and subsidiaries "ArcLight"). ArcLight Capital Partners has ultimate voting and investment control over the securities reported herein. Due to certain voting rights granted to Mr. Revers as a member of ArcLight Capital Partners' investment committee, Mr. Revers may be deemed to indirectly beneficially own the units attributable to ArcLight Capital Partners, LLC, but disclaims any such ownership except to the extent of his pecuniary interest therein. |
(2) | The Common Units are held directly by Bronco Infrastructure and Enogex. ArcLight Capital Partners is the investment advisor for, and ArcLight Capital Holdings, LLC is the managing member of the general partner of each of Fund IV, Fund V and Bronco Midstream. Bronco Infrastructure is an indirect wholly-owned subsidiary of Enogex. |
(3) | The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $14.46 to $15.32, inclusive. The reporting person undertakes to provide to Enable Midstream Partners, LP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. |
(4) | The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $14.44 to $14.77, inclusive. |