UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2009
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GLG Partners, Inc.
Address: 390 Park Avenue, 20th Floor
New York, NY 10022
13F File Number: 028-13068
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alejandro San Miguel
Title: General Counsel and Corporate Secretary
Phone: 212-224-7200
Signature, Place, and Date of Signing:
/s/ Alejandro San Miguel New York, NY November 11, 2009
CERTAIN SECTION 13(F) SECURITIES HAVE BEEN OMITTED FROM THIS REPORT BECAUSE
THOSE SECURITIES ARE PART OF THE LEHMAN BANKRUPTCY AND THEREFORE THE
INSTITUTIONAL INVESTMENT MANAGER FILING THIS FORM 13F (GLG) DOES NOT HAVE
INVESTMENT DISCRETION OVER THOSE SECURITIES.
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form13F Information Table Entry Total: 525
Form13F Information Table Value Total: $3,737,269 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 28-10979 GLG Partners LP
02 28-13070 GLG Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 2477 33559 SH DEFINED 01 33559 0 0
ABBOTT LABS COM 002824100 6779 137029 SH DEFINED 01 137029 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2978 79900 SH DEFINED 01 79900 0 0
ACE LTD SHS H0023R105 1979 37019 SH DEFINED 01 37019 0 0
ACTIVISION BLIZZARD INC COM 00507V109 1480 119431 SH DEFINED 01 119431 0 0
ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 1505 2000000 PRN DEFINED 01 2000000 0 0
AERCAP HOLDINGS NV SHS N00985106 3029 333931 SH DEFINED 01 333931 0 0
AETNA INC NEW COM 00817Y108 1352 48592 SH DEFINED 01 48592 0 0
AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 20297 18473000 PRN DEFINED 01 18473000 0 0
AFLAC INC COM 001055102 205 4800 SH DEFINED 01 4800 0 0
AIR PRODS & CHEMS INC COM 009158106 10337 133245 SH DEFINED 01 133245 0 0
AK STL HLDG CORP COM 001547108 6213 314918 SH DEFINED 01 314918 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 1242 63104 SH DEFINED 01 63104 0 0
ALCON INC COM SHS H01301102 32121 380000 SH DEFINED 01 380000 0 0
ALLEGHENY ENERGY INC COM 017361106 6565 247540 SH DEFINED 01 247540 0 0
ALLERGAN INC COM 018490102 1830 32249 SH DEFINED 01 32249 0 0
ALLERGAN INC NOTE 1.500% 4/0 018490AL6 7070 6250000 PRN DEFINED 01 6250000 0 0
ALLSTATE CORP COM 020002101 1728 56422 SH DEFINED 01 56422 0 0
ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 807 55858 SH DEFINED 01 55858 0 0
ALTRIA GROUP INC COM 02209S103 3808 213837 SH DEFINED 01 213837 0 0
AMDOCS LTD ORD G02602103 1430 60000 SH DEFINED 01 60000 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5588 127500 SH DEFINED 01 127500 0 0
AMERICAN ELEC PWR INC COM 025537101 18544 598375 SH DEFINED 01 598375 0 0
AMERICAN EXPRESS CO COM 025816109 2545 75074 SH DEFINED 01 75074 0 0
AMERICAN TOWER CORP CL A 029912201 696 19133 SH DEFINED 01 19133 0 0
AMERICREDIT CORP NOTE 2.125% 9/1 03060RAR2 13536 17000000 PRN DEFINED 01 17000000 0 0
AMERICREDIT CORP COM 03060R101 1865 118100 SH PUT DEFINED 01 118100 0 0
AMERIPRISE FINL INC COM 03076C106 2859 78687 SH DEFINED 01 78687 0 0
AMGEN INC COM 031162100 7507 124636 SH DEFINED 01 124636 0 0
AMGEN INC NOTE 0.375% 2/0 031162AQ3 45675 45000000 PRN DEFINED 01 45000000 0 0
ANADARKO PETE CORP COM 032511107 3251 51826 SH DEFINED 01 51826 0 0
APACHE CORP COM 037411105 3246 35347 SH DEFINED 01 35347 0 0
APPLE INC COM 037833100 39914 215321 SH DEFINED 01 215321 0 0
APPLIED MATLS INC COM 038222105 2732 203896 SH DEFINED 01 203896 0 0
ARLINGTON ASSET INVT CORP COM 041356106 245 500000 SH DEFINED 01 500000 0 0
ARVINMERITOR INC NOTE 4.625% 3/0 043353AF8 5729 7500000 PRN DEFINED 01 7500000 0 0
AT&T INC COM 00206R102 9996 370079 SH DEFINED 01 370079 0 0
ATLAS AMER INC COM 049167109 677 25000 SH DEFINED 01 25000 0 0
ATMEL CORP COM 049513104 1676 400000 SH DEFINED 01 400000 0 0
AU OPTRONICS CORP SPONSORED ADR 002255107 14041 1450549 SH DEFINED 01 1450549 0 0
AUTOLIV INC COM 052800109 2652 78931 SH DEFINED 01 78931 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 1909 48587 SH DEFINED 01 48587 0 0
AUTOZONE INC COM 053332102 1462 10002 SH DEFINED 01 10002 0 0
AVAGO TECHNOLOGIES LTD SHS Y0486S104 534 31298 SH DEFINED 01 31298 0 0
AVIS BUDGET GROUP COM 053774105 22972 1719450 SH DEFINED 01 1719450 0 0
AVON PRODS INC COM 054303102 238 7000 SH DEFINED 01 7000 0 0
BAIDU INC SPON ADR REP A 056752108 286 732 SH DEFINED 01 732 0 0
BAKER HUGHES INC COM 057224107 4020 94236 SH DEFINED 01 94236 0 0
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 817 14200 SH DEFINED 01 14200 0 0
BANK OF AMERICA CORPORATION COM 060505104 42829 2531288 SH DEFINED 01 2531288 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 4599 158642 SH DEFINED 01 158642 0 0
BARRICK GOLD CORP COM 067901108 15160 400000 SH DEFINED 01 400000 0 0
BAXTER INTL INC COM 071813109 3852 67570 SH DEFINED 01 67570 0 0
BEAZER HOMES USA INC NOTE 4.625% 6/1 07556QAL9 3960 4500000 PRN DEFINED 01 4500000 0 0
BECTON DICKINSON & CO COM 075887109 1885 27026 SH DEFINED 01 27026 0 0
BED BATH & BEYOND INC COM 075896100 939 25000 SH DEFINED 01 25000 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 8686 86 SH DEFINED 01 86 0 0
BERKSHIRE HATHAWAY INC DEL CL B 084670207 532 160 SH DEFINED 01 160 0 0
BIOGEN IDEC INC COM 09062X103 2644 52326 SH DEFINED 01 52326 0 0
BIOMIMETIC THERAPEUTICS INC COM 09064X101 12565 1029076 SH DEFINED 01 1029076 0 0
BJ SVCS CO COM 055482103 628 32333 SH DEFINED 01 32333 0 0
BJS WHOLESALE CLUB INC COM 05548J106 7787 215000 SH DEFINED 01 215000 0 0
BLACK & DECKER CORP COM 091797100 1745 37700 SH DEFINED 01 37700 0 0
BLACKROCK CORPOR HI YLD FD V COM 09255P107 11868 1200000 SH DEFINED 01 1200000 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 4085 317414 SH DEFINED 01 317414 0 0
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 3586 188057 SH DEFINED 01 188057 0 0
BLACKROCK MUNIHOLDINGS N Y I COM 09255C106 6125 450000 SH DEFINED 01 450000 0 0
BLACKROCK PFD & EQ ADVANTAGE COM 092508100 9323 820000 SH DEFINED 01 820000 0 0
BMC SOFTWARE INC COM 055921100 610 16266 SH DEFINED 01 16266 0 0
BOEING CO COM 097023105 1781 32885 SH DEFINED 01 32885 0 0
BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 19154 19000000 PRN DEFINED 01 19000000 0 0
BOSTON SCIENTIFIC CORP COM 101137107 1587 149903 SH DEFINED 01 149903 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 4505 200061 SH DEFINED 01 200061 0 0
BROADCOM CORP CL A 111320107 20468 666914 SH DEFINED 01 666914 0 0
BURLINGTON NORTHN SANTA FE C COM 12189T104 8182 102488 SH DEFINED 01 102488 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 972 16828 SH DEFINED 01 16828 0 0
CA INC COM 12673P105 1109 50446 SH DEFINED 01 50446 0 0
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 12762 537327 SH DEFINED 01 537327 0 0
CABOT OIL & GAS CORP COM 127097103 3060 85594 SH DEFINED 01 85594 0 0
CAMECO CORP COM 13321L108 7228 260000 SH PUT DEFINED 01 260000 0 0
CAMECO CORP COM 13321L108 723 26000 SH DEFINED 01 26000 0 0
CAPITAL ONE FINL CORP COM 14040H105 9912 277404 SH DEFINED 01 277404 0 0
CARDINAL HEALTH INC COM 14149Y108 2053 76600 SH DEFINED 01 76600 0 0
CAREER EDUCATION CORP COM 141665109 21403 880406 SH DEFINED 01 880406 0 0
CAREFUSION CORP COM 14170T101 810 37157 SH DEFINED 01 37157 0 0
CBS CORP NEW CL B 124857202 813 67500 SH DEFINED 01 67500 0 0
CELGENE CORP COM 151020104 1262 22573 SH DEFINED 01 22573 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 2132 165007 SH DEFINED 01 165007 0 0
CENTURYTEL INC COM 156700106 1843 54846 SH DEFINED 01 54846 0 0
CEPHALON INC NOTE 2.500% 5/0 156708AR0 7884 7500000 PRN DEFINED 01 7500000 0 0
CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 8619 19700000 PRN DEFINED 01 19700000 0 0
CHESAPEAKE ENERGY CORP COM 165167107 6248 220000 SH DEFINED 01 220000 0 0
CHEVRON CORP NEW COM 166764100 23885 339131 SH DEFINED 01 339131 0 0
CHINA MED TECHNOLOGIES INC NOTE 3.500%11/1 169483AB0 11565 13850000 PRN DEFINED 01 13850000 0 0
CHURCH & DWIGHT INC COM 171340102 1419 25000 SH DEFINED 01 25000 0 0
CINEMARK HOLDINGS INC COM 17243V102 574 55400 SH DEFINED 01 55400 0 0
CISCO SYS INC COM 17275R102 28930 1228988 SH DEFINED 01 1228988 0 0
CITIGROUP INC COM 172967101 3310 683895 SH DEFINED 01 683895 0 0
CITIGROUP INC COM 172967101 370 76500 SH PUT DEFINED 01 76500 0 0
CITIZENS REPUBLIC BANCORP IN COM 174420109 3449 4538772 SH DEFINED 01 4538772 0 0
CITRIX SYS INC COM 177376100 1066 27173 SH DEFINED 01 27173 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 1239 38290 SH DEFINED 01 38290 0 0
CLOROX CO DEL COM 189054109 3120 53048 SH DEFINED 01 53048 0 0
CLOROX CO DEL COM 189054109 8823 150000 SH CALL DEFINED 01 150000 0 0
CME GROUP INC COM 12572Q105 1908 6192 SH DEFINED 01 6192 0 0
CMS ENERGY CORP COM 125896100 1809 134984 SH DEFINED 01 134984 0 0
COACH INC COM 189754104 296 9000 SH DEFINED 01 9000 0 0
COCA COLA CO COM 191216100 15336 285588 SH DEFINED 01 285588 0 0
COCA COLA ENTERPRISES INC COM 191219104 7974 372444 SH DEFINED 01 372444 0 0
COEUR D ALENE MINES CORP IDA NOTE 3.250% 3/1 192108AR9 6525 7500000 PRN DEFINED 01 7500000 0 0
COLGATE PALMOLIVE CO COM 194162103 641 8400 SH DEFINED 01 8400 0 0
COLONIAL PPTYS TR COM SH BEN INT 195872106 0 100000 SH DEFINED 01 100000 0 0
COLUMBIA BKG SYS INC COM 197236102 510 30790 SH DEFINED 01 30790 0 0
COMCAST CORP NEW CL A 20030N101 4696 278063 SH DEFINED 01 278063 0 0
COMERICA INC COM 200340107 3317 111813 SH DEFINED 01 111813 0 0
COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 274 4870 SH DEFINED 01 4870 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 3522 42812 SH DEFINED 01 42812 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 612 20000 SH DEFINED 01 20000 0 0
COMPUCREDIT CORP NOTE 3.625% 5/3 20478NAB6 5304 10007000 PRN DEFINED 01 10007000 0 0
COMPUCREDIT CORP NOTE 5.875%11/3 20478NAD2 3305 8237000 PRN DEFINED 01 8237000 0 0
COMPUTER SCIENCES CORP COM 205363104 834 15825 SH DEFINED 01 15825 0 0
CONOCOPHILLIPS COM 20825C104 5897 130584 SH DEFINED 01 130584 0 0
CONSOL ENERGY INC COM 20854P109 1753 38866 SH DEFINED 01 38866 0 0
CONSTELLATION ENERGY GROUP I COM 210371100 253 7814 SH DEFINED 01 7814 0 0
COOPER INDUSTRIES PLC SHS G24140108 564 15000 SH DEFINED 01 15000 0 0
COOPER TIRE & RUBR CO COM 216831107 1143 65000 SH DEFINED 01 65000 0 0
CORNING INC COM 219350105 1698 110901 SH DEFINED 01 110901 0 0
COSTCO WHSL CORP NEW COM 22160K105 25967 459925 SH DEFINED 01 459925 0 0
COSTCO WHSL CORP NEW COM 22160K105 22584 400000 SH CALL DEFINED 01 400000 0 0
COVIDIEN PLC SHS G2554F105 4557 105332 SH DEFINED 01 105332 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 1405 25247 SH DEFINED 01 25247 0 0
CROWN HOLDINGS INC COM 228368106 9843 361857 SH DEFINED 01 361857 0 0
CSX CORP COM 126408103 4559 108901 SH DEFINED 01 108901 0 0
CUMMINS INC COM 231021106 2407 53707 SH DEFINED 01 53707 0 0
CURAGEN CORP COM 23126R101 560 132000 SH DEFINED 01 132000 0 0
CVB FINL CORP COM 126600105 2360 310930 SH DEFINED 01 310930 0 0
CVS CAREMARK CORPORATION COM 126650100 6330 177102 SH DEFINED 01 177102 0 0
D R HORTON INC NOTE 2.000% 5/1 23331ABB4 14203 12500000 PRN DEFINED 01 12500000 0 0
DEERE & CO COM 244199105 2503 58315 SH DEFINED 01 58315 0 0
DELL INC COM 24702R101 12320 807320 SH DEFINED 01 807320 0 0
DENDREON CORP COM 24823Q107 2099 75000 SH DEFINED 01 75000 0 0
DEVELOPERS DIVERSIFIED RLTY NOTE 3.000% 3/1 251591AS2 4413 5000000 PRN DEFINED 01 5000000 0 0
DEVON ENERGY CORP NEW COM 25179M103 4704 69866 SH DEFINED 01 69866 0 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 498 5213 SH DEFINED 01 5213 0 0
DIGITALGLOBE INC COM NEW 25389M877 3684 164676 SH DEFINED 01 164676 0 0
DISCOVER FINL SVCS COM 254709108 12813 789488 SH DEFINED 01 789488 0 0
DISH NETWORK CORP CL A 25470M109 543 28173 SH DEFINED 01 28173 0 0
DISNEY WALT CO COM DISNEY 254687106 8130 296056 SH DEFINED 01 296056 0 0
DOLAN MEDIA CO COM 25659P402 5626 469239 SH DEFINED 01 469239 0 0
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 29295 1191343 SH DEFINED 01 1191343 0 0
DOLLAR TREE INC COM 256746108 13009 267237 SH DEFINED 01 267237 0 0
DOMINION RES INC VA NEW COM 25746U109 867 25132 SH DEFINED 01 25132 0 0
DOVER CORP COM 260003108 1163 30000 SH DEFINED 01 30000 0 0
DOW CHEM CO COM 260543103 2282 87530 SH DEFINED 01 87530 0 0
DPL INC COM 233293109 948 36311 SH DEFINED 01 36311 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 10999 382570 SH DEFINED 01 382570 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 2287 71149 SH DEFINED 01 71149 0 0
DUKE ENERGY CORP NEW COM 26441C105 787 50000 SH DEFINED 01 50000 0 0
E HOUSE CHINA HLDGS LTD ADR 26852W103 628 29416 SH DEFINED 01 29416 0 0
E M C CORP MASS COM 268648102 4148 243405 SH DEFINED 01 243405 0 0
E M C CORP MASS NOTE 1.750%12/0 268648AM4 21634 17500000 PRN DEFINED 01 17500000 0 0
EASTMAN KODAK CO NOTE 3.375%10/1 277461BE8 14981 15000000 PRN DEFINED 01 15000000 0 0
EBAY INC COM 278642103 2852 120849 SH DEFINED 01 120849 0 0
EDGE PETE CORP DEL PFD CONV A 279862205 89 50000 SH DEFINED 01 50000 0 0
EDISON INTL COM 281020107 1386 41270 SH DEFINED 01 41270 0 0
EL PASO CORP COM 28336L109 731 70876 SH DEFINED 01 70876 0 0
EMDEON INC CL A 29084T104 11727 723872 SH DEFINED 01 723872 0 0
ENDEAVOR INTL CORP INC NOTE 6.000% 1/1 29257MAB6 2975 4000000 PRN DEFINED 01 4000000 0 0
ENERGIZER HLDGS INC COM 29266R108 6943 104652 SH DEFINED 01 104652 0 0
ENSCO INTL INC COM 26874Q100 490 11526 SH DEFINED 01 11526 0 0
ENTERGY CORP NEW COM 29364G103 5814 72800 SH DEFINED 01 72800 0 0
ENZON PHARMACEUTICALS INC NOTE 4.000% 6/0 293904AE8 12585 12000000 PRN DEFINED 01 12000000 0 0
EOG RES INC COM 26875P101 3383 40509 SH DEFINED 01 40509 0 0
EQT CORP COM 26884L109 760 17851 SH DEFINED 01 17851 0 0
EQUINIX INC COM NEW 29444U502 1386 15070 SH DEFINED 01 15070 0 0
EXPEDITORS INTL WASH INC COM 302130109 731 20798 SH DEFINED 01 20798 0 0
EXPRESS SCRIPTS INC COM 302182100 2259 29124 SH DEFINED 01 29124 0 0
EXXON MOBIL CORP COM 30231G102 73070 1065000 SH CALL DEFINED 01 1065000 0 0
EXXON MOBIL CORP COM 30231G102 32851 478815 SH DEFINED 01 478815 0 0
F5 NETWORKS INC COM 315616102 1492 37651 SH DEFINED 01 37651 0 0
FAMILY DLR STORES INC COM 307000109 1980 75000 SH DEFINED 01 75000 0 0
FEDEX CORP COM 31428X106 984 13088 SH DEFINED 01 13088 0 0
FIFTH THIRD BANCORP COM 316773100 2150 212272 SH DEFINED 01 212272 0 0
FIRST FINL BANCORP OH COM 320209109 797 66146 SH DEFINED 01 66146 0 0
FIRST SOLAR INC COM 336433107 680 4447 SH DEFINED 01 4447 0 0
FIRSTENERGY CORP COM 337932107 2177 47610 SH DEFINED 01 47610 0 0
FLOTEK INDS INC DEL NOTE 5.250% 2/1 343389AA0 1100 2000000 PRN DEFINED 01 2000000 0 0
FLUOR CORP NEW COM 343412102 932 18322 SH DEFINED 01 18322 0 0
FLUSHING FINL CORP COM 343873105 1137 99742 SH DEFINED 01 99742 0 0
FORCE PROTECTION INC COM NEW 345203202 2105 385618 SH DEFINED 01 385618 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 1852 256911 SH DEFINED 01 256911 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 1728 239700 SH PUT DEFINED 01 239700 0 0
FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 7613 7500000 PRN DEFINED 01 7500000 0 0
FOREST OIL CORP COM PAR $0.01 346091705 5627 287521 SH DEFINED 01 287521 0 0
FORESTAR GROUP INC COM 346233109 2714 158000 SH DEFINED 01 158000 0 0
FORTUNE BRANDS INC COM 349631101 215 5000 SH DEFINED 01 5000 0 0
FOSTER WHEELER AG COM H27178104 11882 372361 SH DEFINED 01 372361 0 0
FRANKLIN TEMPLETON LTD DUR I COM 35472T101 10729 910001 SH DEFINED 01 910001 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 6832 99575 SH DEFINED 01 99575 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 10292 150000 SH CALL DEFINED 01 150000 0 0
GAMESTOP CORP NEW CL A 36467W109 9882 373313 SH DEFINED 01 373313 0 0
GAYLORD ENTMT CO NEW COM 367905106 4112 204561 SH DEFINED 01 204561 0 0
GENCO SHIPPING & TRADING LTD SHS Y2685T107 208 10000 SH DEFINED 01 10000 0 0
GENERAL ELECTRIC CO COM 369604103 613 37348 SH DEFINED 01 37348 0 0
GENERAL MLS INC COM 370334104 4413 68545 SH DEFINED 01 68545 0 0
GENERAL MLS INC COM 370334104 6438 100000 SH CALL DEFINED 01 100000 0 0
GENTIUM S P A SPONSORED ADR 37250B104 221 90500 SH DEFINED 01 90500 0 0
GENZYME CORP COM 372917104 1486 26195 SH DEFINED 01 26195 0 0
GILEAD SCIENCES INC COM 375558103 3794 81443 SH DEFINED 01 81443 0 0
GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 4720 3750000 PRN DEFINED 01 3750000 0 0
GLG PARTNERS INC UNIT 12/28/2011 37929X206 415 90200 SH DEFINED 01 90200 0 0
GLG PARTNERS INC COM 37929X107 5278 1309664 SH DEFINED 01 1309664 0 0
GLOBAL CROSSING LTD NOTE 5.000% 5/1 37932JAA1 5431 5500000 PRN DEFINED 01 5500000 0 0
GLOBALSTAR INC COM 378973408 76 100000 SH DEFINED 01 100000 0 0
GLOBE SPECIALTY METALS INC COM 37954N206 415 46000 SH DEFINED 01 46000 0 0
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1900 185000 SH DEFINED 01 185000 0 0
GOLDEN POND HEALTHCARE INC *W EXP 11/06/201 38116J117 63 450000 SH DEFINED 01 450000 0 0
GOLDEN POND HEALTHCARE INC COM 38116J109 1960 250000 SH DEFINED 01 250000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 9586 52000 SH PUT DEFINED 01 52000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 9205 49933 SH DEFINED 01 49933 0 0
GOODRICH PETE CORP COM NEW 382410405 5293 205074 SH DEFINED 01 205074 0 0
GOOGLE INC CL A 38259P508 14876 30000 SH CALL DEFINED 01 30000 0 0
GOOGLE INC CL A 38259P508 23011 46408 SH DEFINED 01 46408 0 0
GRAND CANYON ED INC COM 38526M106 2820 158149 SH DEFINED 01 158149 0 0
GREAT ATLANTIC & PAC TEA INC NOTE 6.750%12/1 390064AK9 13238 15000000 PRN DEFINED 01 15000000 0 0
GREAT LAKES DREDGE & DOCK CO COM 390607109 584 83636 SH DEFINED 01 83636 0 0
GREAT PLAINS ENERGY INC UNIT 06/15/2042 391164803 41 65000 PRN DEFINED 01 65000 0 0
GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 423 22750 SH DEFINED 01 22750 0 0
HALLIBURTON CO COM 406216101 2026 74698 SH DEFINED 01 74698 0 0
HANSEN NAT CORP COM 411310105 1837 50000 SH CALL DEFINED 01 50000 0 0
HANSEN NAT CORP COM 411310105 3955 107637 SH DEFINED 01 107637 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 848 31983 SH DEFINED 01 31983 0 0
HASBRO INC COM 418056107 2670 96206 SH DEFINED 01 96206 0 0
HECKMANN CORP *W EXP 11/09/201 422680116 487 869150 SH DEFINED 01 869150 0 0
HERSHEY CO COM 427866108 9715 250000 SH CALL DEFINED 01 250000 0 0
HESS CORP COM 42809H107 3287 61483 SH DEFINED 01 61483 0 0
HEWLETT PACKARD CO COM 428236103 12940 274097 SH DEFINED 01 274097 0 0
HOLOGIC INC FRNT 2.000%12/1 436440AA9 1965 2375000 PRN DEFINED 01 2375000 0 0
HOME DEPOT INC COM 437076102 4357 163538 SH DEFINED 01 163538 0 0
HONEYWELL INTL INC COM 438516106 2709 72925 SH DEFINED 01 72925 0 0
HUNTINGTON BANCSHARES INC COM 446150104 2486 527720 SH DEFINED 01 527720 0 0
INCYTE CORP COM 45337C102 1267 187641 SH DEFINED 01 187641 0 0
INFORMATICA CORP COM 45666Q102 5516 244284 SH DEFINED 01 244284 0 0
INFORMATICA CORP COM 45666Q102 4516 200000 SH CALL DEFINED 01 200000 0 0
INTEL CORP COM 458140100 38862 1985775 SH DEFINED 01 1985775 0 0
INTEL CORP SDCV 2.950%12/1 458140AD2 2256 2500000 PRN DEFINED 01 2500000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 36278 303304 SH DEFINED 01 303304 0 0
INTERNATIONAL COAL GRP INC N NOTE 9.000% 8/0 45928HAD8 3723 3500000 PRN DEFINED 01 3500000 0 0
INTERNATIONAL GAME TECHNOLOG DBCV 2.600%12/1 459902AP7 12500 12500000 PRN DEFINED 01 12500000 0 0
INTEROIL CORP COM 460951106 7856 200000 SH DEFINED 01 200000 0 0
INTUIT COM 461202103 982 34443 SH DEFINED 01 34443 0 0
ISHARES INC MSCI HONG KONG 464286871 346 22309 SH DEFINED 01 22309 0 0
ISHARES INC MSCI S KOREA 464286772 2935 61941 SH DEFINED 01 61941 0 0
ISHARES INC MSCI AUSTRALIA 464286103 1192 52742 SH DEFINED 01 52742 0 0
ISHARES INC MSCI TAIWAN 464286731 5517 447840 SH DEFINED 01 447840 0 0
ISHARES TR INDEX DJ US REAL EST 464287739 4346 101845 SH DEFINED 01 101845 0 0
ISHARES TR INDEX FTSE XNHUA IDX 464287184 5156 126000 SH DEFINED 01 126000 0 0
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