Advanced Battery Technology Inc. |
(Name of Issuer) |
1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SAM Sustainable Asset Management AG
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
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NUMBER OF
SHARES
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5.
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SOLE VOTING POWER
3440000
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BENEFICIALLY
OWNED BY
EACH
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6.
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SHARED VOTING POWER
0
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REPORTING
PERSON
WITH:
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7.
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SOLE DISPOSITIVE POWER
3440000
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3440000
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.00 %
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
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Item 1. | (a) | Name of Issuer: Advanced Battery Technology Inc. |
(b) |
Address of Issuer's Principal Executive Offices:
15 West 39th Street
Suite 14A
New York, NY 10018
United States
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Item 2. | (a) | Names of Persons Filing: SAM Sustainable Asset Management AG |
(b) | Address of Principal Business Office or, if None, Residence: Josefstrasse 218, 8005 Zurich | |
(c) | Citizenship: Switzerland | |
(d) | Title of Class of Securities: COMMON | |
(e) | CUSIP Number: 00752H102 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). | |
(f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). | |
(g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G). | |
(h) | o | A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | |
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). | |
(j) | o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | |
If this statement is filed pursuant to Rule 13d-1(c) check this box: þ |
Item 4. | Ownership. | ||
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. | |||
(a) | Amount beneficially owned 3440000 common shares | ||
(b) | Percent of class: 5.00 % | ||
(c) | Number of shares as to which the person has: | ||
(i) |
Sole power to vote or to direct the vote: 3440000
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(ii) |
Shared power to vote or to direct the vote:
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(iii) |
Sole power to dispose or to direct the disposition of: 3440000
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(iv) | Shared power to dispose or to direct the disposition of: | ||
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1). |
Dated: | September 29, 2010 | |
By: | Christian Hasler | |
Head Legal & Compliance | ||