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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RELATIONAL INVESTORS LLC 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO, CA 92130 |
X | |||
WHITWORTH RALPH V 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO, CA 92130 |
X | |||
BATCHELDER DAVID H 12400 HIGH BLUFF DRIVE, SUITE 600 SAN DIEGO, CA 92130 |
X |
Relational Investors LLC By: /s/ Ralph V. Whitworth, Principal | 03/31/2008 | |
**Signature of Reporting Person | Date | |
/s/ Ralph V. Whitworth | 03/31/2008 | |
**Signature of Reporting Person | Date | |
/s/ David H. Batchelder | 03/31/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Relational Investors, LLC, is the sole general partner of Relational Investors, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., Relational Partners, L.P., RH Fund 1, L.P., RH Fund 2, L.P., RH Fund 4, L.P., RH Fund 6, L.P., RH Fund 7, L.P., Relational Investors VIII, L.P., Relational Investors IX, L.P., Relational Investors XI, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXII, L.P., and the sole managing member of Relational Asset Management LLC and Relational Investors X GP LLC which serve as the sole general partners of Relational Investors III, L.P. and Relational Investors X, L.P., respectively. |
(2) | These Limited Partnerships own a total of 30,873,216 shares. An additional 5,089,814 shares are held in accounts managed by Relational Investors, LLC. All shares are owned indirectly by Relational Investors, LLC, and by Ralph V. Whitworth and David H. Batchelder (each of which is a reporting person hereunder), principals of Relational Investors, LLC. The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein. |