UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
(Amendment No. 1)
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended December 28, 2012
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from: to
Commission File Number 001-31560
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY
(Exact name of registrant as specified in its charter)
Ireland |
|
98-0648577 |
(State or other jurisdiction of |
|
(I.R.S. Employer |
incorporation or organization) |
|
Identification Number) |
38/39 Fitzwilliam Square
Dublin 2, Ireland
(Address of principal executive offices)
Telephone: (353) (1) 234-3136
(Registrants telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer: x |
|
Accelerated filer: o |
|
|
|
Non-accelerated filer: o |
|
Smaller reporting company: o |
(Do not check if a smaller reporting company) |
|
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
As of January 24, 2013, 358,861,313 shares of the registrants ordinary shares, par value $0.00001 per share, were issued and outstanding.
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A (this Amendment) amends our quarterly report on Form 10-Q for the fiscal quarter ended December 28, 2012 as filed with the Securities and Exchange Commission on January 29, 2013 (the Original Filing), and is being filed solely to file the attached Exhibit 10.56 Third Amendment to Seagate Deferred Compensation Plan and to refile detail-tagged Interactive Data files as Exhibit 101, to correct a clerical error in Exhibit 101 to the Original Filing. No other changes have been made to the Original Filing.
Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the Exchange Act), this Form 10-Q/A also contains new certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. The Original Filing continues to speak as of the date of the Original Filing. Unless expressly stated, this Amendment does not reflect events occurring after the filing of the Original Filing, nor does it modify or update in any way the disclosures contained in the Original Filing. Throughout this report, references to Seagate, the Company, we, our, or us refer to Seagate Technology public limited company and its consolidated subsidiaries, taken as a whole, unless the context otherwise indicates.
ITEM 6. EXHIBITS
EXHIBIT INDEX
Exhibit Number |
|
Description of Exhibit |
|
|
|
3.1 |
|
Memorandum and Articles of Association of Seagate Technology plc (the Company), as amended and restated by Special Resolution dated July 1, 2010, were filed as Exhibit 3.1 to the Companys current report on Form 8-K12B/A filed on July 9, 2010, and are incorporated herein by reference. |
|
|
|
3.2 |
|
Certificate of Incorporation of Hephaestus plc effective as of January 22, 2010 and Certificate of Incorporation on change of name of Seagate Technology plc, effective as of February 22, 2010 were filed as Exhibit 3.2 to the Companys annual report on Form 10-K for the fiscal year ended July 2, 2010, and are incorporated herein by reference. |
|
|
|
10.56+ |
|
Third Amendment to Seagate Deferred Compensation Plan |
|
|
|
31.1+ |
|
Certification of Stephen J. Luczo, Chairman, President and Chief Executive Officer of the Company, as required by Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
31.2+ |
|
Certification of Patrick J. OMalley, Executive Vice President and Chief Financial Officer of the Company, as required by Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
101.INS+ |
|
XBRL Instance Document. |
|
|
|
101.SCH+ |
|
XBRL Taxonomy Extension Schema Document. |
|
|
|
101.CAL+ |
|
XBRL Taxonomy Extension Calculation Linkbase Document. |
|
|
|
101.LAB+ |
|
XBRL Taxonomy Extension Label Linkbase Document. |
|
|
|
101.PRE+ |
|
XBRL Taxonomy Extension Presentation Linkbase Document. |
+ Filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY | |||
|
|
|
| |
|
|
|
| |
DATE: |
January 31, 2013 |
BY: |
/s/ STEPHEN J. LUCZO | |
|
|
|
Stephen J. Luczo | |
|
|
|
Chairman, President and Chief Executive Officer | |
|
|
|
(Principal Executive Officer) | |
|
|
|
| |
|
|
|
| |
DATE: |
January 31, 2013 |
BY: |
/s/ PATRICK J. OMALLEY | |
|
|
|
Patrick J. OMalley | |
|
|
|
Executive Vice President and Chief Financial Officer | |
|
|
|
(Principal Financial Officer) | |
EXHIBIT INDEX
Exhibit Number |
|
Description of Exhibit |
|
|
|
3.1 |
|
Memorandum and Articles of Association of Seagate Technology plc (the Company), as amended and restated by Special Resolution dated July 1, 2010, were filed as Exhibit 3.1 to the Companys current report on Form 8-K12B/A filed on July 9, 2010, and are incorporated herein by reference. |
|
|
|
3.2 |
|
Certificate of Incorporation of Hephaestus plc effective as of January 22, 2010 and Certificate of Incorporation on change of name of Seagate Technology plc, effective as of February 22, 2010 were filed as Exhibit 3.2 to the Companys annual report on Form 10-K for the fiscal year ended July 2, 2010, and are incorporated herein by reference. |
|
|
|
10.56+ |
|
Third Amendment to Seagate Deferred Compensation Plan |
|
|
|
31.1+ |
|
Certification of Stephen J. Luczo, Chairman, President and Chief Executive Officer of the Company, as required by Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
31.2+ |
|
Certification of Patrick J. OMalley, Executive Vice President and Chief Financial Officer of the Company, as required by Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
101.INS+ |
|
XBRL Instance Document. |
|
|
|
101.SCH+ |
|
XBRL Taxonomy Extension Schema Document. |
|
|
|
101.CAL+ |
|
XBRL Taxonomy Extension Calculation Linkbase Document. |
|
|
|
101.LAB+ |
|
XBRL Taxonomy Extension Label Linkbase Document. |
|
|
|
101.PRE+ |
|
XBRL Taxonomy Extension Presentation Linkbase Document. |
+ Filed herewith.