Table of Contents

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

September 2016

 

Vale S.A.

 

Avenida das Américas, No. 700 — Bloco 8, Sala 218
22640-100 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F  x  Form 40-F  o

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes  o  No  x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes  o  No  x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes  o  No  x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-     .)

 

 

 


Table of Contents

 

Table of Contents:

 

Press Release

3

Signature Page

4

 

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Table of Contents

 

 

Shares owned by Board Members, Fiscal Council, Executive Directors and principal shareholder on August 31, 2016 (aggregate).

 

Company: Vale S.A.

Board Members

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total
capital

 

Shares

 

PN

 

15,200

 

—

 

—

 

Shares

 

ON

 

6,700

 

—

 

—

 

Quotes

 

Investment Funds

 

0

 

 

 

 

 

 

Company: Vale S.A.

Executive Directors

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total
capital

 

Shares

 

PN

 

1,605,332

 

0,08

 

0,03

 

Shares

 

ON

 

9,300

 

—

 

—

 

Debêntures

 

8ª emissão (1st, 2nd, 3rd, 4rd series)

 

3,473

 

—

 

—

 

 

Company: Vale S.A.

Audit Committee Members

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total
capital

 

Shares

 

PN

 

3,006

 

—

 

—

 

Shares

 

ON

 

—

 

—

 

—

 

 

Company: Vale S.A.

Technical Committee Members

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total
capital

 

Shares

 

ON

 

—

 

—

 

—

 

Shares

 

PN

 

3,000

 

—

 

—

 

 

Company: Vale S.A.

Principal Shareholder (Valepar S.A.)

 

 

 

 

 

 

 

%

 

Type of
security

 

Characteristic of the security

 

Quantity

 

Same
class of
shares

 

Total
capital

 

Shares

 

ON

 

1,716,435,045

 

52.70

 

31.99

 

Shares

 

PN

 

20,340,000

 

0.96

 

0.38

 

 

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Table of Contents

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Vale S.A.

 

(Registrant)

 

 

 

By:

/s/ André Figueiredo

Date: September 06, 2016

 

Director of Investor Relations

 

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