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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $ 33.345 | 12/09/2008 | A | 63,400 | (1) | 12/09/2018 | Common Stock | 63,400 | $ 0 | 63,400 | D | ||||
| Interest In Employer Stock Fund (401(k) Plan) (6) (11) | (5) | (5) | (5) | Common Stock | 1,153.212 | 1,153.212 | D | ||||||||
| Interest in Employer Stock Fund (Supplemental Plan) (7) (12) | (5) | (5) | (5) | Common Stock | 3,610.5366 | 3,610.5366 | D | ||||||||
| Restricted Stock Units (10) | $ 29.6563 | 09/11/2002 | 09/11/2012 | Common Stock | 40,000 | 40,000 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| LOREE JAMES M 1000 STANLEY DRIVE NEW BRITAIN, CT 06053 |
Executive Vice President, CFO | |||
| /s/ Bruce H. Beatt | 12/11/2008 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. |
| (2) | Shares withheld to cover taxes on vesting of restricted stock units |
| (3) | Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| (4) | Aggregate number of shares held in ESPP as of the last day of the calendar month prior to the date of this report including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
| (5) | Exempt |
| (6) | Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month prior to the date of this report including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
| (7) | Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month prior to the date of this report including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since this balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
| (8) | Since the date of the reporting person's last ownership report he transferred a number of shares held in the ESPP to his ex-wife pursuant to a domestic relations order. |
| (9) | Since the date of the reporting person's last ownership report he transferred a number of shares, and employee stock options to purchase 287,500 shares to his ex-wife pursuant to a domestic relations order. |
| (10) | Since the date of the reporting person's last ownership report he transferred 40,000 restricted stock units to his ex-wife pursuant to a domestic relations order. |
| (11) | Since the date of the reporting person's last ownership report he transferred a number of shares held under the Company's 401(k) Plan to his ex-wife pursuant to a domestic relations order. |
| (12) | Since the date of the reporting person's last ownership report he transferred a number of shares held under the Company's Supplemental Plan to his ex-wife pursuant to a domestic relations order. |