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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Shares | $ 7.94 | 05/14/2010 | A | 13,066 (1) (2) | (1) | (1) | Common Stock | 13,066 | $ 7.94 | 13,066 | D | ||||
Performance Shares | $ 6.42 | 05/13/2011 | A | 10,623 (3) | (3) | (3) | Common Stock | 10,623 | $ 6.42 (3) | 10,623 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Higgins Martha TEN POST OFFICE SQUARE BOSTON, MA 02109 |
EVP Human Resource Capital |
/s/ Margaret W. Chambers, as attorney-in-fact for Ms. Higgins | 06/20/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The performance shares vest based on the Company's performance for the period January 1, 2010 To December 31, 2012. |
(2) | Original filing, made on May 17, 2010, incorrectly listed these shares as beneficially owned. They are now correctly listed on Table 2. |
(3) | The performance shares vest based on the Company's performance for the period January 1, 2011 To December 31, 2013. |
(4) | Original filing, made on May 17, 2011, included 10,623 shares in beneficial holdings. These were performance shares and are now correctly reported on Table 2. |
(5) | Restricted stock vests in full three years from date of grant subject to executive's combined employment through vesting date. |