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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (3) | $ 84.6 | 06/10/2010 | A | 2,068 | 06/10/2011 | (4) | Common Stock | 2,068 | $ 0 | 2,068 | I | See Note |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CROSSLINK CAPITAL INC TWO EMBARCADERO CENTER SUITE 2200 SAN FRANCISCO, CA 94111 |
Affiliate of Director | |||
Crossover Fund V Management, L.L.C. TWO EMBARCADERO CENTER SUITE 2200 SAN FRANCISCO, CA 94111 |
Affiliate of Director | |||
CROSSLINK VERWALTUNGS GMBH ESCHERSHEINE LANDSTRASSE 14 60322 FRANKFURT AM MAIN, 2M 00000 |
Affiliate of Director | |||
CROSSLINK VENTURES IV LP TWO EMBARCADERO CENTER SUITE 2200 SAN FRANCISCO, CA 94111 |
Affiliate of Director | |||
CROSSOVER FUND III MANAGEMENT LLC TWO EMBARCADERO CENTER SUITE 2200 SAN FRANCISCO, CA 94111 |
Affilaite of Director |
Crosslink Capital, Inc. by Michael J. Stark, President | 06/11/2010 | |
**Signature of Reporting Person | Date | |
Crossover Fund V Management, L.L.C., by Michael J. Stark, Senior Fund Manager | 06/11/2010 | |
**Signature of Reporting Person | Date | |
Crosslink Ventures IV Holdings, L.L.C. by Michael J. Stark, Managing Director | 06/11/2010 | |
**Signature of Reporting Person | Date | |
Crossover Fund III Management, L.L.C., by Michael J. Stark, Senior Fund Manager | 06/11/2010 | |
**Signature of Reporting Person | Date | |
Crosslink Verwaltungs GmbH, by Michael J. Stark, Managing Director | 06/11/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting persons (the "Reporting Persons") are Crosslink Capital, Inc. ("Crosslink"), Crossover Fund V Management, L.L.C ("Fund V Management"), Crossover Fund III Management, L.L.C. ("Fund III Management"), Crosslink Omega IV Holdings, L.L.C. ("Omega IV Holdings"), Crosslink Verwaltungs GmbH ("Verwaltungs") and Michael J. Stark. Crosslink is an investment adviser to investment funds of which Fund V Management, Fund III Management, Omega IV Holdings or Verwaltungs is the general partner, manager or holder of Class B Units (the "Funds"). Mr. Stark is the control person of the other Reporting Persons. Gary Hromadko, an affiliate of certain Reporting Persons, is a member of the Issuer's board of directors and serves as the representative of the Reporting Persons. |
(2) | The Reporting Persons are filing this Form 4 jointly, but not as a group, and each of them expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. These securities are held directly by the Funds for the benefit of their investors. These securities are indirectly beneficially owned by Crosslink as the investment adviser to the Funds, and by Fund V Management, Fund III Management, Omega IV Holdings or Verwaltungs as the general partner, manager or holder of Class B Units of the Funds. The Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
(3) | Each restricted stock unit represents a right to receive one share of the Issuer's common stock, contingent on continued service to the Issuer through the vesting date. These securities were granted to Crosslink in connection with Mr. Hromadko's service as a director. |
(4) | The Restricted Stock Units do not expire but automatically convert into shares of the Issuer's common stock on vesting. |