UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
F2 Bioscience VI L.P. PO BOX 309, UGLAND HOUSE SOUTH CHURCH STREET GEORGE TOWN, E9 KY1-1104 |
 |  X |  |  |
F2 Capital Ltd 3RD FLOOR, GENEVE PLACE, WATERFRONT DR PO BOX 3175, ROAD TOWN TORTOLA, D8 |
 |  X |  |  |
Priestley Katherine SUITE 6, ALBION RIVERSIDE BUILDING 8 HESTER ROAD LONDON, X0 SW11 4AX |
 |  X |  |  |
Globeways Holdings Ltd 3RD FLOOR, GENEVE PLACE, WATERFRONT DR PO BOX 3175, ROAD TOWN TORTOLA, D8 |
 |  X |  |  |
F2 Bioscience IV GP Ltd. PO BOX 309, UGLAND HOUSE SOUTH CHURCH STREET GEORGE TOWN, E9 KY1-1104 |
 |  X |  |  |
/s/ Morag Law, attorney-in-fact for F2 Bioscience VI, L.P. | 06/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Morag Law, attorney-in-fact for F2 Bioscience IV GP Ltd. | 06/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Morag Law, attorney-in-fact for F2 Capital Ltd. | 06/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Morag Law, attorney-in-fact for Katherine Priestley | 06/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Morag Law, attorney-in-fact for Globeways Holdings Ltd. | 06/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are owned directly by F2 Bioscience VI L.P. ("F2 Science"). F2 Bioscience IV GP Ltd. ("F2 IV GP") is the General Partner of F2 Science. Katherine Priestley and Globeways Holdings Limited are members of F2 IV GP. F2 Capital Limited is an investment adviser to F2 Science. Each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |