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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cueva R. Andrew C/O MAK CAPITAL FUND L.P. 590 MADISON AVENUE, 9TH FLOOR NEW YORK, NY 10022 |
X |
/s/ R. Andrew Cueva | 06/28/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MAK Capital Fund LP ("MAK Capital Fund") on June 16, 2010. |
(2) | The price reported in Column 4 is a weighted average price. These shares were purchased on June 24, 2010 by MAK Capital Fund in multiple transactions at purchase prices ranging from $7.16 to $7.24, inclusive. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate purchase price within the range set forth in this footnote. |
(3) | The reporting person may be deemed to share beneficial ownership in the shares of common stock of Agilysys, Inc. (the "common stock") that MAK Capital Fund may be deemed to beneficially own. However, the reporting person disclaims beneficial ownership of the common stock, except to the extent of his pecuniary interest in MAK Capital Fund L.P.'s interests in such common stock. The inclusion of the common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported common stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. |
(4) | The price reported in Column 4 is a weighted average price. These shares were purchased on June 25, 2010 by MAK Capital Fund in multiple transactions at purchase prices ranging from $7.16 to $7.24, inclusive. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate purchase price within the range set forth in this footnote. |
(5) | The price reported in Column 4 is a weighted average price. These shares were purchased on June 28, 2010 by MAK Capital Fund in multiple transactions at purchase prices ranging from $7.23 to $7.24, inclusive. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate purchase price within the range set forth in this footnote. |