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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 18.19 | 11/10/2004 | M | 25,000 | (3) | 01/26/2009 | Common Stock | 25,000 | $ 0 | 250,000 | D | ||||
Employee Stock Option (right to buy) | $ 19.85 | 11/10/2004 | M | 75,000 | (4) | 09/15/2009 | Common Stock | 75,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MURDY WAYNE W 1700 LINCOLN STREET DENVER, CO 80203 |
X | Chairman and CEO |
Ardis Young, Assistant Secretary, as attorney-in-fact | 11/12/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As of October 31, 2004 the reporting person held 1,879 shares of Newmont Mining Corporation common stock in his 401-K Plan. |
(2) | Reporting person also holds 175 shares of Newmont Mining Corporation common stock for his son indirectly and 175 shares of Newmont Mining Coporation common stock for his daughter indirectly. |
(3) | Option vested in two equal installments beginning January 26, 2000 and 2001. |
(4) | Option vested in four equal installments beginning September 15, 2000, 2001, 2002 and 2003. |