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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 16.65 | 05/09/2008 | M | 36,800 | (2) | 12/06/2012 | Common Stock | 36,800 | $ 16.65 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DINKINS RICHARD S 1700 LINCOLN STREET, SUITE 1800 DENVER, CO 80203-4518 |
Vice President-Human Resources |
Paul Korus, attorney-in-fact | 05/12/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(2) | The option vested in full on December 6, 2007. The option holder is required to retain 50% of the profit shares received upon exercise until December 6, 2010. |
(1) | Includes 17,202 shares of restricted stock that may not be be sold until December 6, 2010, 24,000 shares of restricted stock that vest on January 3, 2009 and are subject to certain performance criteria, 24,000 shares of restricted stock that vest on January 2, 2010 and are subject to certain performance criteria, 24,000 shares of restricted stock that vest on January 2, 2011 and are subject to certain performance criteria, and 45,500 stock units that vest on December 6, 2007 but are not exchangeable into common stock and may not be sold until December 6, 2010. |