1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(2)
|
11/11/1999(3)
|
11/11/2006 |
Common Stock
|
24,000
|
$
7.8672
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
04/20/2000(3)
|
04/20/2007 |
Common Stock
|
4,000
|
$
12.5313
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
08/11/2000(3)
|
08/11/2007 |
Common Stock
|
8,000
|
$
17
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
11/10/2000(3)
|
11/10/2007 |
Common Stock
|
20,000
|
$
28.0782
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
04/12/2001(3)
|
04/12/2008 |
Common Stock
|
10,000
|
$
40
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
04/18/2002(3)
|
04/18/2009 |
Common Stock
|
8,000
|
$
18.58
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
09/27/2002(3)
|
09/27/2009 |
Common Stock
|
10,000
|
$
7.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
11/07/2002(3)
|
11/07/2009 |
Common Stock
|
25,000
|
$
12.59
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
11/07/2002(3)
|
11/07/2009 |
Common Stock
|
25,000
|
$
12.59
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
03/19/2003(3)
|
03/19/2010 |
Common Stock
|
200
|
$
9.14
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
03/19/2003(3)
|
03/19/2010 |
Common Stock
|
5,000
|
$
9.14
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/25/2003(4)
|
07/25/2010 |
Common Stock
|
8,000
|
$
3.7
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/25/2003(5)
|
07/25/2010 |
Common Stock
|
26,883
|
$
3.7
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
05/21/2004(6)
|
05/21/2011 |
Common Stock
|
30,000
|
$
4.2
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
11/13/2004(7)
|
11/13/2011 |
Common Stock
|
25,000
|
$
4.208
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/29/2005(8)
|
07/29/2012 |
Common Stock
|
300,000
|
$
3.79
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/28/2006(9)
|
07/28/2013 |
Common Stock
|
300,000
|
$
3.85
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
07/27/2007(10)
|
07/27/2014 |
Common Stock
|
500,000
|
$
4.26
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(2)
|
11/11/1999(3)
|
11/11/2006 |
Common Stock
|
80,000
|
$
7.8672
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
04/18/2002(3)
|
04/18/2009 |
Common Stock
|
1,500
|
$
18.58
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
03/19/2003(3)
|
03/19/2010 |
Common Stock
|
200
|
$
9.14
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
12/17/2003(11)
|
07/25/2010 |
Common Stock
|
3,000
|
$
3.7
|
I
|
Options held by wife.
|
Employee Stock Option (Right to Buy)
(2)
|
02/09/2006(12)
|
09/17/2012 |
Common Stock
|
3,000
|
$
3.94
|
I
|
Options held by wife.
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This includes 85,750 shares of unvested restricted stock. This total was incorrectly listed as 137,678 on the Form 3 filed on September 15, 2006. |
(2) |
This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan. |
(3) |
Immediately. |
(4) |
This option vests and becomes exercisable in five equal annual installments of 1,600 shares beginning on July 25, 2003. |
(5) |
This option vests and becomes exercisable in five equal annual installments of approximately 5,377 shares beginning on July 25, 2003. |
(6) |
This option vests and becomes exercisable in five equal annual installments of 6,000 shares beginning on May 21, 2004. |
(7) |
This option vests and becomes exercisable in five equal annual installments of 5,000 shares beginning on November 13, 2004. |
(8) |
This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 29, 2005. |
(9) |
This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006. |
(10) |
This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 27, 2007. |
(11) |
This option vests and becomes exercisable in five equal annual installments of 600 shares beginning on December 17, 2003. |
(12) |
This option vests and becomes exercisable in five equal annual installments of 600 shares beginning on February 9, 2006. |