Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of June 2009.

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-1, Marunouchi 2-chome

Chiyoda-ku, Tokyo 100-8333

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x    Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨    No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                        .

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: June 23, 2009
Mizuho Financial Group, Inc.
By:  

/s/ Tetsuji Kosaki

Name:   Tetsuji Kosaki
Title:   Deputy President - Executive Officer / CFO


June 23, 2009

 

To whom it may concern      
   Company Name:    Mizuho Financial Group, Inc.
   Representative:    Takashi Tsukamoto
      President & CEO
   Head Office:    2-5-1 Marunouchi,
      Chiyoda-ku, Tokyo
   Code Number:    8411 (TSE 1st Sec., OSE 1st Sec.)

Announcement regarding Determination of Terms of the Preferred Securities

Mizuho Financial Group, Inc. (“MHFG”) has determined the terms of the preferred securities announced in the “Announcement regarding Establishment of Overseas Special Purpose Subsidiaries and Issuance of ‘Non-Dilutive’ Preferred Securities” dated May 15, 2009, as outlined below. The preferred securities below are not convertible into common stock of MHFG. The overseas special purpose subsidiaries, the establishment of which was announced on May 15, 2009, may issue additional preferred securities in the near future.

 

Issuer   

Mizuho Capital Investment (JPY) 5Limited

(an overseas special purpose subsidiary established in the Cayman Islands, the voting rights of which are wholly owned by MHFG)

Type of Securities    Japanese Yen denominated Non-cumulative Perpetual Preferred Securities Series A
  

 

(not convertible into common stock of MHFG)

Aggregate Issue Amount    139.5 billion Japanese Yen
Dividend Rate   

4.26% per annum (fixed dividend rate until June 2014)

Floating dividend rate after June 2014 (non step-up)

Issue Price    100 million Japanese Yen per preferred security
Scheduled Payment Date    June 30, 2009
Use of Proceeds    To be ultimately provided to Mizuho Corporate Bank, Ltd. (MHCB), a subsidiary of MHFG, as payment for the subscription of MHCB’s common stock
Liquidation Preference    The preferred securities are intended to rank, as to rights related to the liquidation preferences, effectively pari passu with preferred stock issued by MHFG.
Method of Offering    Private placement to domestic qualified institutional investors, etc.

 

  

Contact: Mizuho Financial Group, Inc.

Corporate Communications

Public Relations Office

Tel: 81-3-5224-2026

  

 

Note:  

This document is prepared for the purpose of public disclosure of determination of the terms of the preferred securities, and does not constitute a solicitation of an offer for acquisition or an offer for sale of any securities in or outside of the United States or Japan.

The preferred securities set forth above have not been and will not be registered under the United States Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.