UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2009
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Genworth Financial, Inc.
Address: 6620 West Broad Street
Richmond, Virginia 23230
Form 13F File Number: 28-11523
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia Merrill
Title: Senior Counsel
Phone: (804) 662-2711
Signature, Place, and Date of Signing:
/s/ Patricia Merrill Richmond, VA November 4, 2010
-----------------------------------------------------------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 331 lines
Form 13F Information Table Value Total: 1,893,046
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ------------------------------------------
01 28-11546 Genworth Financial Wealth Management, Inc.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
3M CO COM COM 88579Y101 24,135 291,939 SH Sole 01 291,939
ABB LTD SPONSORED ADR SPONSORED ADR 000375204 2,581 135,129 SH Sole 01 135,129
ACUITY BRANDS INC COM COM 00508Y102 4,012 112,564 SH Sole 01 112,564
ADAPTEC INC COM COM 00651F108 450 134,351 SH Sole 01 134,351
ADVANCE AUTO PARTS INC COM COM 00751Y106 5 114 SH Sole 01 114
AES CORP COM COM 00130H105 9,548 717,332 SH Sole 01 717,332
AFFILIATED MANAGERS GROUP COM COM 008252108 4,791 71,142 SH Sole 01 71,142
AGRIUM INC COM COM 008916108 3,574 58,119 SH Sole 01 58,119
AIRGAS INC COM COM 009363102 4,832 101,516 SH Sole 01 101,516
ALBEMARLE CORP COM COM 012653101 3,063 84,226 SH Sole 01 84,226
ALEXANDER & BALDWIN INC COM COM 014482103 336 9,805 SH Sole 01 9,805
ALLEGHENY ENERGY INC COM COM 017361106 1,750 74,534 SH Sole 01 74,534
ALTERA CORP COM COM 021441100 2,929 129,418 SH Sole 01 129,418
AMERICA MOVIL SAB DE CV SPON ADR ADR 02364W105 1,318 28,049 SH Sole 01 28,049
AMERICAN ELEC PWR INC COM COM 025537101 4,605 132,359 SH Sole 01 132,359
AMERICAN EXPRESS CO COM COM 025816109 0 2 SH Sole 01 2
ANADARKO PETE CORP COM COM 032511107 8 122 SH Sole 01 122
ANSYS INC COM COM 03662Q105 12,117 278,804 SH Sole 01 278,804
ARKANSAS BEST CORP DEL COM COM 040790107 317 10,784 SH Sole 01 10,784
ASSOCIATED BANC CORP COM COM 045487105 235 21,352 SH Sole 01 21,352
ASSURED GUARANTY LTD COM COM G0585R106 506 23,270 SH Sole 01 23,270
AUTOLIV INC COM COM 052800109 726 16,754 SH Sole 01 16,754
AUTOMATIC DATA PROCESSING IN COM 053015103 7,096 165,708 SH Sole 01 165,708
AXA SPONSORED ADR SPONSORED ADR 054536107 7,062 298,226 SH Sole 01 298,226
BAIDU INC SPON ADR REP A ADR 056752108 3,128 7,607 SH Sole 01 7,607
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
BANCO BRADESCO S A SP ADR PFD SPONSORED ADR 059460303 1,899 86,811 SH Sole 01 86,811
BANK OF AMERICA CORPORATION COM 060505104 2,642 175,403 SH Sole 01 175,403
BARD C R INC COM COM 067383109 3,489 44,789 SH Sole 01 44,789
BAXTER INTL INC COM COM 071813109 12,482 212,711 SH Sole 01 212,711
BECTON DICKINSON & CO COM COM 075887109 5,863 74,351 SH Sole 01 74,351
BHP BILLITON LTD SPONSORED ADR ADR 088606108 2,707 35,352 SH Sole 01 35,352
BJS WHOLESALE CLUB INC COM COM 05548J106 2 73 SH Sole 01 73
BLACKROCK ENH CAP & INC FD I COM COM 09256A109 2,604 167,216 SH Sole 01 167,216
BLACKROCK INTL GRWTH & INC T COM COM 092524107 6,022 520,899 SH Sole 01 520,899
BOEING CO COM COM 097023105 4,820 89,044 SH Sole 01 89,044
BOWNE & CO INC COM COM 103043105 211 31,556 SH Sole 01 31,556
BP PLC SPONSORED ADR ADR 055622104 1,942 33,504 SH Sole 01 33,504
BRISTOL MYERS SQUIBB CO COM COM 110122108 5,232 207,219 SH Sole 01 207,219
BRITISH AMERN TOB PLC SPONSORED SPONSORED ADR 110448107 1,717 26,550 SH Sole 01 26,550
BUCYRUS INTL INC NEW COM COM 118759109 2,618 46,437 SH Sole 01 46,437
BURLINGTON NORTHN SANTA FE C COM 12189T104 1 9 SH Sole 01 9
CARDINAL HEALTH INC COM COM 14149Y108 352 10,911 SH Sole 01 10,911
CELANESE CORP DEL COM SER A COM 150870103 5 147 SH Sole 01 147
CEPHALON INC COM COM 156708109 3,714 59,500 SH Sole 01 59,500
CERNER CORP COM COM 156782104 3,045 36,936 SH Sole 01 36,936
CHATTEM INC COM COM 162456107 5,466 58,584 SH Sole 01 58,584
CHEVRON CORP NEW COM COM 166764100 2,867 37,240 SH Sole 01 37,240
CHICOS FAS INC COM COM 168615102 2,990 212,820 SH Sole 01 212,820
CHINA LIFE INS CO LTD SPON ADR REP SPONSORED ADR 16939P106 2,014 27,464 SH Sole 01 27,464
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2,182 46,990 SH Sole 01 46,990
CHUBB CORP COM COM 171232101 3,413 69,407 SH Sole 01 69,407
CHURCH & DWIGHT INC COM COM 171340102 2,577 42,630 SH Sole 01 42,630
CIMAREX ENERGY CO COM COM 171798101 1 26 SH Sole 01 26
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
CISCO SYS INC COM COM 17275R102 6,086 254,212 SH Sole 01 254,212
CMS ENERGY CORP COM COM 125896100 5,246 334,984 SH Sole 01 334,984
CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 1,386 8,916 SH Sole 01 8,916
COCA COLA CO COM COM 191216100 8,129 142,610 SH Sole 01 142,610
COCA COLA FEMSA S A B DE C V SPON ADR 191241108 2,328 35,425 SH Sole 01 35,425
COGNIZANT TECHNOLOGY SOLUTIO CL CL A 192446102 12,609 278,157 SH Sole 01 278,157
COLGATE PALMOLIVE CO COM COM 194162103 15,546 189,245 SH Sole 01 189,245
COMCAST CORP NEW CL A CL A 20030N101 4,602 272,934 SH Sole 01 272,934
COMERICA INC COM COM 200340107 185 6,261 SH Sole 01 6,261
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1,727 54,078 SH Sole 01 54,078
COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 1,282 32,860 SH Sole 01 32,860
CORE LABORATORIES N V COM COM N22717107 8,031 67,990 SH Sole 01 67,990
CORNING INC COM COM 219350105 3,988 206,544 SH Sole 01 206,544
COVIDIEN PLC SHS COM G2554F105 5,096 106,405 SH Sole 01 106,405
CTRIP COM INTL LTD ADR SPONSORED ADR 22943F100 3,032 42,195 SH Sole 01 42,195
CVS CAREMARK CORPORATION COM COM 126650100 2,942 91,334 SH Sole 01 91,334
DANAHER CORP DEL COM COM 235851102 3,886 51,674 SH Sole 01 51,674
DELTA AIR LINES INC. COM 247361702 139 12,233 SH Sole 12,233
DELUXE CORP COM COM 248019101 266 17,954 SH Sole 01 17,954
DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 10,478 106,462 SH Sole 01 106,462
DIAMONDS TR UNIT SER 1 ETF 252787106 100,543 966,108 SH Sole 01 966,108
DR REDDYS LABS LTD ADR ADR 256135203 2,705 111,739 SH Sole 01 111,739
E M C CORP MASS COM COM 268648102 3,977 227,645 SH Sole 01 227,645
EATON VANCE TAX MNG GBL DV E COM 27829F108 19,948 1,617,876 SH Sole 01 1,617,876
EATON VANCE TX MGD DIV EQ IN COM COM 27828N102 11,208 853,646 SH Sole 01 853,646
EATON VANCE TXMGD GL BUYWR COM 27829C105 8,546 615,237 SH Sole 01 615,237
EMERSON ELEC CO COM COM 291011104 6,168 144,784 SH Sole 01 144,784
ENTERGY CORP NEW COM COM 29364G103 2,786 34,036 SH Sole 01 34,036
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 1,994 216,938 SH Sole 01 216,938
EVERGREEN GBL DIVID OPP FUND COM 30024H101 2,730 266,555 SH Sole 01 266,555
EXELON CORP COM COM 30161N101 3,151 64,481 SH Sole 01 64,481
EXXON MOBIL CORP COM COM 30231G102 8,935 131,037 SH Sole 01 131,037
FACTSET RESH SYS INC COM COM 303075105 10,091 153,202 SH Sole 01 153,202
FAIRPOINT COMMUNICATIONS COM 305560104 0 15 SH Sole 15
FASTENAL CO COM COM 311900104 6,326 151,926 SH Sole 01 151,926
FIFTH STREET FINANCE CORP COM 31678A103 242 22,500 SH Sole 22,500
FIRSTENERGY CORP COM COM 337932107 1,423 30,632 SH Sole 01 30,632
FPL GROUP INC COM COM 302571104 352 6,668 SH Sole 01 6,668
FRANCE TELECOM SPONSORED ADR ADR 35177Q105 1,185 46,953 SH Sole 01 46,953
FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 1,095 20,653 SH Sole 01 20,653
GAMESTOP CORP NEW CL A CL A 36467W109 3,856 175,742 SH Sole 01 175,742
GENERAL DYNAMICS CORP COM COM 369550108 11,467 168,215 SH Sole 01 168,215
GILEAD SCIENCES INC COM COM 375558103 5,070 117,182 SH Sole 01 117,182
GRAINGER W W INC COM COM 384802104 6,870 70,947 SH Sole 01 70,947
GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 3,902 287,787 SH Sole 01 287,787
GRUPO TELEVISA SA DE CV SP ADR SPONSORED ADR 40049J206 1,350 65,017 SH Sole 01 65,017
HALLIBURTON CO COM COM 406216101 6,963 231,396 SH Sole 01 231,396
HANSEN NAT CORP COM COM 411310105 3,193 83,163 SH Sole 01 83,163
HARSCO CORP COM COM 415864107 2 47 SH Sole 01 47
HDFC BANK LTD ADR REPS 3 SHS ADR 40415F101 3,781 29,063 SH Sole 01 29,063
HEWLETT PACKARD CO COM COM 428236103 10,311 200,177 SH Sole 01 200,177
HOLOGIC INC. COM 436440101 140 9,632 SH Sole 9,632
HUDSON CITY BANCORP COM COM 443683107 4,568 332,734 SH Sole 01 332,734
IHS INC CL A CL A 451734107 10,654 194,378 SH Sole 01 194,378
ILLINOIS TOOL WKS INC COM COM 452308109 6,574 136,991 SH Sole 01 136,991
IMMUCOR INC COM COM 452526106 2,834 139,996 SH Sole 01 139,996
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
INGERSOLL-RAND PLC SHS COM G47791101 4,836 135,323 SH Sole 01 135,323
INTERNATIONAL BUSINESS MACHS COM 459200101 21,135 161,456 SH Sole 01 161,456
INTUIT COM COM 461202103 5,485 178,503 SH Sole 01 178,503
ISHARES INC MSCI AUSTRALIA ETF 464286103 1 40 SH Sole 01 40
ISHARES INC MSCI FRANCE ETF 464286707 1 47 SH Sole 01 47
ISHARES INC MSCI GERMAN ETF 464286806 1 48 SH Sole 01 48
ISHARES INC MSCI JAPAN ETF 464286848 2 250 SH Sole 01 250
ISHARES INC MSCI NETHR INVES ETF 464286814 1 30 SH Sole 01 30
ISHARES INC MSCI SINGAPORE ETF 464286673 1 53 SH Sole 01 53
ISHARES INC MSCI SPAIN ETF 464286764 1 13 SH Sole 01 13
ISHARES INC MSCI SWEDEN ETF 464286756 1 26 SH Sole 01 26
ISHARES INC MSCI SWITZERLD ETF 464286749 1 55 SH Sole 01 55
ISHARES INC MSCI UTD KINGD ETF 464286699 3 170 SH Sole 01 170
ISHARES S&P GSCI COMMODITY I UNIT ETF 46428R107 758 23,827 SH Sole 01 23,827
ISHARES TR AGENCY BD FD ETF 464288166 1,843 17,134 SH Sole 01 17,134
ISHARES TR BARCLYS 10-20YR ETF 464288653 401 3,767 SH Sole 01 3,767
ISHARES TR BARCLYS 1-3YR CR ETF 464288646 1,870 17,988 SH Sole 01 17,988
ISHARES TR BARCLYS 3-7 YR ETF 464288661 1,876 17,028 SH Sole 01 17,028
ISHARES TR BARCLYS CR BD ETF 464288620 10,355 103,008 SH Sole 01 103,008
ISHARES TR BARCLYS INTER CR ETF 464288638 2 20 SH Sole 01 20
ISHARES TR BARCLYS MBS BD ETF 464288588 17,264 162,902 SH Sole 01 162,902
ISHARES TR BARCLYS SH TREA ETF 464288679 441 3,999 SH Sole 01 3,999
ISHARES TR DJ MED DEVICES ETF 464288810 350 6,614 SH Sole 01 6,614
ISHARES TR DJ OIL EQUIP ETF 464288844 508 11,798 SH Sole 01 11,798
ISHARES TR EPRA/NAR DEV R/E ETF 464288489 738 25,533 SH Sole 01 25,533
ISHARES TR INDEX BARCLY USAGG B ETF 464287226 32,815 318,007 SH Sole 01 318,007
ISHARES TR INDEX BARCLYS 1-3 YR ETF 464287457 13,150 158,505 SH Sole 01 158,505
ISHARES TR INDEX BARCLYS 20+ YR ETF 464287432 3,656 40,675 SH Sole 01 40,675
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ISHARES TR INDEX BARCLYS 7-10 YR ETF 464287440 12,010 135,558 SH Sole 01 135,558
ISHARES TR INDEX BARCLYS TIPS BD ETF 464287176 10,900 104,908 SH Sole 01 104,908
ISHARES TR INDEX DJ SEL DIV INX ETF 464287168 22,542 513,359 SH Sole 01 513,359
ISHARES TR INDEX DJ US INDEX FD ETF 464287846 4 65 SH Sole 01 65
ISHARES TR INDEX DJ US TECH SEC ETF 464287721 4,033 70,093 SH Sole 01 70,093
ISHARES TR INDEX DJ US TELECOMM ETF 464287713 534 26,656 SH Sole 01 26,656
ISHARES TR INDEX IBOXX INV CPBD ETF 464287242 60,775 583,531 SH Sole 01 583,531
ISHARES TR INDEX MSCI EAFE IDX ETF 464287465 19,645 355,365 SH Sole 01 355,365
ISHARES TR INDEX MSCI EMERG MKT ETF 464287234 59,290 1,428,672 SH Sole 01 1,428,672
ISHARES TR INDEX RUSL 2000 GROW ETF 464287648 1,835 26,955 SH Sole 01 26,955
ISHARES TR INDEX RUSL 2000 VALU ETF 464287630 5 82 SH Sole 01 82
ISHARES TR INDEX RUSSELL 1000 ETF 464287622 10,000 163,108 SH Sole 01 163,108
ISHARES TR INDEX RUSSELL 2000 ETF 464287655 5,253 84,124 SH Sole 01 84,124
ISHARES TR INDEX RUSSELL MCP GR ETF 464287481 59,088 1,303,220 SH Sole 01 1,303,220
ISHARES TR INDEX RUSSELL1000GRW ETF 464287614 29 577 SH Sole 01 577
ISHARES TR INDEX RUSSELL1000VAL ETF 464287598 964 16,802 SH Sole 01 16,802
ISHARES TR INDEX S&P 500 INDEX ETF 464287200 90,906 813,040 SH Sole 01 813,040
ISHARES TR INDEX S&P MC 400 GRW ETF 464287606 15 198 SH Sole 01 198
ISHARES TR INDEX S&P MIDCAP 400 ETF 464287507 51 710 SH Sole 01 710
ISHARES TR INDEX S&P SMLCP GROW ETF 464287887 2 42 SH Sole 01 42
ISHARES TR INDEX S&P SMLCP VALU ETF 464287879 0 8 SH Sole 01 8
ISHARES TR INDEX S&P500 GRW ETF 464287309 76,489 1,319,005 SH Sole 01 1,319,005
ISHARES TR INDEX TRANSP AVE IDX ETF 464287192 34,454 466,728 SH Sole 01 466,728
ISHARES TR MSCI ACWI INDX ETF 464288257 513 12,127 SH Sole 01 12,127
ISHARES TR MSCI GRW IDX ETF 464288885 959 17,403 SH Sole 01 17,403
ISHARES TR MSCI SMALL CAP ETF 464288273 57 1,597 SH Sole 01 1,597
ISHARES TR MSCI VAL IDX ETF 464288877 582 11,552 SH Sole 01 11,552
ISHARES TR S&P GL UTILITI ETF 464288711 15,679 326,711 SH Sole 01 326,711
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
ISHARES TR S&P NTL AMTFREE ETF 464288414 3,689 35,901 SH Sole 01 35,901
ISHARES TR S&PCITI1-3YRTB ETF 464288125 37 359 SH Sole 01 359
ISHARES TR SMLL GRWTH IDX ETF 464288604 2 37 SH Sole 01 37
ISHARES TR SMLL VAL INDX ETF 464288703 1 14 SH Sole 01 14
ISHARES TR US PFD STK IDX ETF 464288687 1,305 35,558 SH Sole 01 35,558
JACK IN THE BOX INC COM COM 466367109 1 73 SH Sole 01 73
JAKKS PAC INC COM COM 47012E106 234 19,314 SH Sole 01 19,314
JARDEN CORP COM COM 471109108 426 13,785 SH Sole 01 13,785
JOHNSON & JOHNSON COM COM 478160104 6,994 108,590 SH Sole 01 108,590
JPMORGAN CHASE & CO COM COM 46625H100 7,657 183,752 SH Sole 01 183,752
KANSAS CITY SOUTHERN COM NEW COM 485170302 2 51 SH Sole 01 51
KEYCORP NEW COM COM 493267108 188 33,948 SH Sole 01 33,948
KRAFT FOODS INC CL A CL A 50075N104 4,406 162,117 SH Sole 01 162,117
K-SWISS INC CL A CL A 482686102 97 9,762 SH Sole 01 9,762
LIFE TECHNOLOGIES CORP COM COM 53217V109 4 74 SH Sole 01 74
LKQ CORP COM COM 501889208 8,830 450,754 SH Sole 01 450,754
LOCKHEED MARTIN CORP COM COM 539830109 2,046 27,152 SH Sole 01 27,152
LORILLARD INC COM COM 544147101 4 45 SH Sole 01 45
LOWES COS INC COM COM 548661107 12,596 538,522 SH Sole 01 538,522
MAKITA CORP ADR NEW ADR 560877300 1,435 40,720 SH Sole 01 40,720
MARINEMAX INC COM COM 567908108 445 48,434 SH Sole 01 48,434
MARSHALL & ILSLEY CORP NEW COM COM 571837103 162 29,771 SH Sole 01 29,771
MASTERCARD INC CL A CL A 57636Q104 11,420 44,613 SH Sole 01 44,613
MBIA INC COM COM 55262C100 87 21,961 SH Sole 01 21,961
MCDONALDS CORP COM COM 580135101 8,265 132,364 SH Sole 01 132,364
MICROSOFT CORP COM COM 594918104 6,581 215,911 SH Sole 01 215,911
MIDCAP SPDR TR UNIT SER 1 ETF 595635103 448 3,404 SH Sole 01 3,404
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 4,407 895,741 SH Sole 01 895,741
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 5,429 99,827 SH Sole 01 99,827
NET SERVICOS DE COMUNICACAO ADR 64109T201 2,073 153,243 SH Sole 01 153,243
NEW YORK CMNTY BANCORP INC COM COM 649445103 3 193 SH Sole 01 193
NEWTEK BUSINESS SERVICES INC. COM 652526104 143 146,141 SH Sole 146,141
NIKE INC CL B CL B 654106103 9,793 148,222 SH Sole 01 148,222
NORTHEAST UTILS COM COM 664397106 4 138 SH Sole 01 138
NORTHERN TR CORP COM COM 665859104 5,152 98,326 SH Sole 01 98,326
NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 3,324 61,067 SH Sole 01 61,067
NOVO-NORDISK A S ADR ADR 670100205 1,703 26,668 SH Sole 01 26,668
NRG ENERGY INC COM NEW COM 629377508 1,129 47,816 SH Sole 01 47,816
NSTAR COM COM 67019E107 3 69 SH Sole 01 69
NTELOS HLDGS CORP COM COM 67020Q107 3 189 SH Sole 01 189
NTT DOCOMO INC SPONS ADR ADR 62942M201 1,181 84,493 SH Sole 01 84,493
NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 6,971 528,087 SH Sole 01 528,087
O REILLY AUTOMOTIVE INC COM COM 686091109 7,024 184,255 SH Sole 01 184,255
OCEANEERING INTL INC COM COM 675232102 6,897 117,865 SH Sole 01 117,865
OLD REP INTL CORP COM COM 680223104 141 14,029 SH Sole 01 14,029
ORACLE CORP COM COM 68389X105 10,774 439,220 SH Sole 01 439,220
P T TELEKOMUNIKASI INDONESIA SPO ADR 715684106 1,866 46,710 SH Sole 01 46,710
PACCAR INC COM COM 693718108 4,552 125,510 SH Sole 01 125,510
PALL CORP COM COM 696429307 6,058 167,355 SH Sole 01 167,355
PEPSICO INC COM COM 713448108 4,580 75,321 SH Sole 01 75,321
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2 34 SH Sole 01 34
PFIZER INC COM COM 717081103 2,637 144,997 SH Sole 01 144,997
PG&E CORP COM COM 69331C108 3,849 86,199 SH Sole 01 86,199
PHILIP MORRIS INTL INC COM COM 718172109 9,841 204,206 SH Sole 01 204,206
PHILIPPINE LONG DISTANCE TEL SPO ADR 718252604 1,230 21,703 SH Sole 01 21,703
PINNACLE WEST CAP CORP COM COM 723484101 1 36 SH Sole 01 36
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
PLAINS EXPL& PRODTN CO COM COM 726505100 2,176 78,671 SH Sole 01 78,671
POWERSHARES DB G10 CURCY HAR ETF 73935Y102 13 539 SH Sole 01 539
POWERSHARES ETF TRUST ZACKS MC ETF 73935X740 50 5,056 SH Sole 01 5,056
POWERSHARES GLOBAL ETF FD S&P 5 ETF 73936G308 19 872 SH Sole 01 872
POWERSHARES GLOBAL ETF TRUST ETF 73936T474 3,803 160,333 SH Sole 01 160,333
POWERSHARES GLOBAL ETF TRUST ETF 73936T573 450 17,643 SH Sole 01 17,643
POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 57,005 1,246,016 SH Sole 01 1,246,016
PPL CORP COM COM 69351T106 3,169 98,081 SH Sole 01 98,081
PRAXAIR INC COM COM 74005P104 7,210 89,772 SH Sole 01 89,772
PROCTER & GAMBLE CO COM COM 742718109 16,566 273,235 SH Sole 01 273,235
PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 752 22,606 SH Sole 01 22,606
QUEST DIAGNOSTICS INC COM COM 74834L100 3,494 57,867 SH Sole 01 57,867
RALCORP HLDGS INC NEW COM COM 751028101 2,224 37,252 SH Sole 01 37,252
RESEARCH IN MOTION LTD COM COM 760975102 1,743 25,811 SH Sole 01 25,811
RESMED INC COM COM 761152107 4,662 89,196 SH Sole 01 89,196
ROPER INDS INC NEW COM COM 776696106 7,051 134,636 SH Sole 01 134,636
ROSS STORES INC COM COM 778296103 1,866 43,694 SH Sole 01 43,694
ROVI CORP COM COM 779376102 3,392 106,425 SH Sole 01 106,425
ROYAL CARIBBEAN CRUISES LTD COM COM V7780T103 205 8,112 SH Sole 01 8,112
RYDEX ETF TRUST S&P 500 EQ TRD ETF 78355W106 34,989 885,127 SH Sole 01 885,127
SALESFORCE COM INC COM COM 79466L302 3,658 49,583 SH Sole 01 49,583
SARA LEE CORP COM COM 803111103 4,054 332,863 SH Sole 01 332,863
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y407 1,490 50,056 SH Sole 01 50,056
SELECT SECTOR SPDR TR SBI CONS ETF 81369Y308 1,119 42,273 SH Sole 01 42,273
SELECT SECTOR SPDR TR SBI HEALTH ETF 81369Y209 2,024 65,147 SH Sole 01 65,147
SELECT SECTOR SPDR TR SBI INT-ENG ETF 81369Y506 1,514 26,548 SH Sole 01 26,548
SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 642 44,594 SH Sole 01 44,594
SELECT SECTOR SPDR TR SBI INT-IND ETF 81369Y704 21,539 775,062 SH Sole 01 775,062
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
SELECT SECTOR SPDR TR SBI INT-TEC ETF 81369Y803 41,219 1,797,603 SH Sole 01 1,797,603
SELECT SECTOR SPDR TR SBI INT-UTIL ETF 81369Y886 39,876 1,285,509 SH Sole 01 1,285,509
SELECT SECTOR SPDR TR SBI MATER ETF 81369Y100 169 5,123 SH Sole 01 5,123
SINGAPORE FD INC COM COM 82929L109 0 23 SH Sole 01 23
SMITHFIELD FOODS INC COM COM 832248108 314 20,678 SH Sole 01 20,678
SNAP ON INC COM COM 833034101 2 40 SH Sole 01 40
SOUTHERN CO COM COM 842587107 780 23,398 SH Sole 01 23,398
SPDR GOLD TRUST GOLD SHS ETF 78463V107 985 9,183 SH Sole 01 9,183
SPDR INDEX SHS FDS ASIA PACIF ETF ETF 78463X301 2,065 27,832 SH Sole 01 27,832
SPDR INDEX SHS FDS DJ INTL RL ETF ETF 78463X863 2,462 70,551 SH Sole 01 70,551
SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 2,352 36,626 SH Sole 01 36,626
SPDR INDEX SHS FDS INTL INDS ETF ETF 78463X673 167 7,014 SH Sole 01 7,014
SPDR INDEX SHS FDS S&P INTL ETF ETF 78463X772 1,049 19,278 SH Sole 01 19,278
SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 3,291 129,910 SH Sole 01 129,910
SPDR INDEX SHS FDS S&P WRLD EX ETF 78463X889 5,745 240,089 SH Sole 01 240,089
SPDR SERIES TRUST BARCL CAP TIPS ETF 78464A656 928 18,132 SH Sole 01 18,132
SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 218 4,742 SH Sole 01 4,742
SPDR SERIES TRUST BRCLYS AGG ETF ETF 78464A649 5,742 104,986 SH Sole 01 104,986
SPDR SERIES TRUST BRCLYS INTL ETF ETF 78464A516 540 9,510 SH Sole 01 9,510
SPDR SERIES TRUST BRCLYS MUNI ETF 78464A458 7,312 322,387 SH Sole 01 322,387
SPDR SERIES TRUST BRCLYS SHRT ETF 78464A425 1,185 49,333 SH Sole 01 49,333
SPDR SERIES TRUST BRCLYS YLD ETF ETF 78464A417 4,462 114,968 SH Sole 01 114,968
SPDR SERIES TRUST DB INT GVT ETF ETF 78464A490 535 9,573 SH Sole 01 9,573
SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 4,362 88,631 SH Sole 01 88,631
SPDR SERIES TRUST DJ SML CAP ETF ETF 78464A813 1,091 20,769 SH Sole 01 20,769
SPDR SERIES TRUST DJ SML GRWTH ETF 78464A201 1 11 SH Sole 01 11
SPDR SERIES TRUST S&P METALS ETF 78464A755 488 9,461 SH Sole 01 9,461
SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 481 13,869 SH Sole 01 13,869
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- ------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
SPDR TR UNIT SER 1 ETF 78462F103 17,155 153,943 SH Sole 01 153,943
ST MARY LD & EXPL CO COM COM 792228108 1 31 SH Sole 01 31
STERICYCLE INC COM COM 858912108 5,192 94,108 SH Sole 01 94,108
STEWART INFORMATION SVCS COR COM 860372101 118 10,465 SH Sole 01 10,465
STRYKER CORP COM COM 863667101 12,505 248,253 SH Sole 01 248,253
SUNTRUST BKS INC COM COM 867914103 131 6,434 SH Sole 01 6,434
SYBASE INC COM COM 871130100 10,182 234,609 SH Sole 01 234,609
SYMANTEC CORP COM COM 871503108 4,246 237,312 SH Sole 01 237,312
SYNGENTA AG SPONSORED ADR ADR 87160A100 1,940 34,468 SH Sole 01 34,468
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,707 149,247 SH Sole 01 149,247
TARGET CORP COM COM 87612E106 13,017 269,116 SH Sole 01 269,116
TERRA INDS INC COM COM 880915103 1 26 SH Sole 01 26
TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 4,595 71,751 SH Sole 01 71,751
TOYOTA MOTOR CORP SP ADR REP2 SPONSORED ADR 892331307 2,257 26,815 SH Sole 01 26,815
TRANSOCEAN LTD REG SHS COM H8817H100 3,210 38,773 SH Sole 01 38,773
TUPPERWARE BRANDS CORP COM COM 899896104 4,318 92,721 SH Sole 01 92,721
TYCO ELECTRONICS LTD SWITZER SHS COM H8912P106 7,864 320,307 SH Sole 01 320,307
UAL CORP. COM 902549807 31 2,409 SH Sole 2,409
UBS AG SHS NEW COM H89231338 1,156 74,537 SH Sole 01 74,537
UGI CORP NEW COM COM 902681105 462 19,097 SH Sole 01 19,097
UNISOURCE ENERGY CORP COM COM 909205106 613 19,037 SH Sole 01 19,037
UNITED TECHNOLOGIES CORP COM COM 913017109 13,062 188,181 SH Sole 01 188,181
UNIVERSAL CORP VA COM COM 913456109 277 6,081 SH Sole 01 6,081
UNIVERSAL HLTH SVCS INC CL B CL B 913903100 2,790 91,472 SH Sole 01 91,472
UNUM GROUP COM COM 91529Y106 4 213 SH Sole 01 213
VALE S A ADR ADR 91912E105 2,343 80,701 SH Sole 01 80,701
VANGUARD BD INDEX FD INC TOTAL ETF 921937835 23 292 SH Sole 01 292
VANGUARD INDEX FDS GROWTH ETF ETF 922908736 14,572 274,640 SH Sole 01 274,640
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- --------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 199 3,936 SH Sole 01 3,936
VANGUARD INDEX FDS REIT ETF ETF 922908553 487 10,885 SH Sole 01 10,885
VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 3,616 66,374 SH Sole 01 66,374
VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 6 112 SH Sole 01 112
VANGUARD INDEX FDS SML CP GRW ETF 922908595 5,207 86,971 SH Sole 01 86,971
VANGUARD INDEX FDS VALUE ETF ETF 922908744 21,028 440,385 SH Sole 01 440,385
VANGUARD INTL EQUITY INDEX F EMR ETF 922042858 6,474 157,914 SH Sole 01 157,914
VANGUARD INTL EQUITY INDEX F ETF 922042874 11,744 242,243 SH Sole 01 242,243
VANGUARD INTL EQUITY INDEX F PACI ETF 922042866 6,407 124,839 SH Sole 01 124,839
VANGUARD TAX-MANAGED FD EUROPE ETF 921943858 5,417 158,397 SH Sole 01 158,397
VANGUARD WORLD FD MEGA CAP ETF 921910873 66 1,707 SH Sole 01 1,707
VERIZON COMMUNICATIONS INC. COM 92343V104 28 832 SH Sole 832
VODAFONE GROUP PLC NEW SPONS ADR 92857W209 4,543 196,743 SH Sole 01 196,743
VULCAN MATLS CO COM COM 929160109 4,859 92,250 SH Sole 01 92,250
WAL MART STORES INC COM COM 931142103 7,773 145,433 SH Sole 01 145,433
WALGREEN CO COM COM 931422109 12,931 352,144 SH Sole 01 352,144
WALTER ENERGY INC COM COM 93317Q105 3 35 SH Sole 01 35
WALTER INVT MGMT CORP COM COM 93317W102 0 13 SH Sole 01 13
WARNACO GROUP INC COM NEW COM 934390402 3,260 77,268 SH Sole 01 77,268
WASHINGTON FED INC COM COM 938824109 3 132 SH Sole 01 132
WATERS CORP COM COM 941848103 11,317 182,656 SH Sole 01 182,656
WILLIAMS COS INC DEL COM COM 969457100 2,480 117,640 SH Sole 01 117,640
WISDOMTREE TRUST INTL UTILITIES UTILITIES 97717W653 78 3,475 SH Sole 01 3,475
XL CAP LTD CL A CL A G98255105 315 17,211 SH Sole 01 17,211
YAHOO INC COM COM 984332106 5,396 321,558 SH Sole 01 321,558
YUM BRANDS INC COM COM 988498101 4,770 136,413 SH Sole 01 136,413