UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
(Mark One)
| x | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2012
OR
| ¨ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number 001-15059
| A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: |
Nordstrom 401(k) Plan & Profit Sharing
| B. | Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: |
Nordstrom, Inc.
1617 Sixth Avenue, Seattle, Washington 98101
Required Information
1. Not applicable
2. Not applicable
3. Not applicable
4. The Nordstrom 401(k) Plan & Profit Sharing is subject to the requirements of the Employee Retirement Income Security Act of 1974 (“ERISA”). Plan financial statements and schedules prepared in accordance with the financial reporting requirements of ERISA are filed as Exhibit 99.1.
The Consent of Independent Registered Public Accounting Firm is filed as Exhibit 23.1.
The Exhibit Index is located on page 4
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the administrators of the employee benefit plan have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
| Nordstrom 401(k) Plan & Profit Sharing | ||||
| Date: June 21, 2013 | /s/ Michael G. Koppel | |||
| Michael G. Koppel | ||||
| Executive Vice President and | ||||
| Chief Financial Officer | ||||
| of Nordstrom, Inc. | ||||
| Plan Administrator of Nordstrom | ||||
| 401(k) Plan & Profit Sharing | ||||
3
Nordstrom 401(k) Plan & Profit Sharing
FORM 11-K Exhibit Index
This exhibit list is provided pursuant to the requirement of the Securities Exchange Act section 240.0-3.
| Exhibit |
Method of Filing | |||
| 23.1 | Consent of Independent Registered Public Accounting Firm |
Filed herewith electronically | ||
| 99.1 | Nordstrom 401(k) Plan & Profit Sharing Financial Statements |
Filed herewith electronically | ||
| 99.2 | Nordstrom 401(k) Plan & Profit Sharing, amended and restated on August 27, 2008 |
Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended November 1, 2008, Exhibit 10.1 | ||
| 99.3 | Amendment 2009-1 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Form 8-K filed on March 3, 2009, Exhibit 10.5 | ||
| 99.4 | Amendment 2009-2 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended May 1, 2010, Exhibit 10.2 | ||
| 99.5 | Amendment 2009-3 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended May 1, 2010, Exhibit 10.3 | ||
| 99.6 | Amendment 2010-1 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended May 1, 2010, Exhibit 10.4 | ||
| 99.7 | Amendment 2010-2 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended May 1, 2010, Exhibit 10.5 | ||
| 99.8 | Amendment 2010-3 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended April 30, 2011, Exhibit 10.1 | ||
| 99.9 | Amendment 2011-1 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Annual Report on Form 10-K for the year ended January 28, 2012, Exhibit 10.8 | ||
| 99.10 | Amendment to the Participant Loan Program of the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Annual Report on Form 10-K for the year ended January 28, 2012, Exhibit 10.9 | ||
| 99.11 | Amendment 2012-1 to the Nordstrom 401(k) Plan & Profit Sharing |
Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended April 28, 2012, Exhibit 10.3 | ||
| 99.12 | Amendment 2012-1A to the Nordstrom 401(k) Plan & Profit Sharing |
Filed herewith electronically | ||
| 99.13 | Amendment 2012-2 to the Nordstrom 401(k) Plan & Profit Sharing |
Filed herewith electronically | ||
4