SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D/A
[Rule 13d-101]
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 16)*
Books-A-Million, Inc.
(Name of Issuer)
Common Stock, par value $0.01
(Title of Class of Securities)
098570-10-4
(CUSIP Number)
Abroms & Associates, P.C.
201 S. Court Street, Suite 610
Florence, Alabama 35630
(256) 767-0740
Attention: Martin R. Abroms
Copy to:
Munger, Tolles & Olson LLP
355 South Grand Avenue
Los Angeles, California 90071
(213) 683-9100
Attention: Mary Ann Todd
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
January 29, 2015
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box x.
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
ANDERSON BAMM HOLDINGS, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
1,513,302 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
1,513,302 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
2
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
CHARLES C. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
183,000 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
183,000 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
3
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
HILDA B. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
14,111 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
14,111 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
4
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
JOEL R. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
1,614,874 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
1,614,874 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
5
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
CHARLES C. ANDERSON, JR. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
580,422 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
580,422 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
6
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
CHARLES C. ANDERSON, III | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
23,794 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
23,794 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
7
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
TERRENCE C. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF/OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
709,681 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
696,146 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
8
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
CLYDE B. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF/OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
3,163,042 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
2,980,121 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
9
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
HAROLD M. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
684,335 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
684,335 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
10
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
HAYLEY ANDERSON MILAM | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
25,380 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
25,380 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
11
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
ASHLEY RUTH ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
84,000 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
84,000 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
12
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
THE ASHLEY ANDERSON TRUST | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
ALABAMA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
84,000 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
84,000 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
13
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
LAUREN A. ANDERSON IRREVOCABLE TRUST | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
TENNESSEE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
25,380 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
25,380 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
14
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
OLIVIA BARBOUR ANDERSON 1995 TRUST | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
ALABAMA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
1,200 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
1,200 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
15
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
ALEXANDRA RUTH ANDERSON IRREVOCABLE TRUST | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
ALABAMA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
1,200 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
1,200 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
16
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
FIRST ANDERSON GRANDCHILDRENS TRUST FBO CHARLES C. ANDERSON, III | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
17
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
FIRST ANDERSON GRANDCHILDRENS TRUST FBO HAYLEY E. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
18
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
FIRST ANDERSON GRANDCHILDRENS TRUST FBO LAUREN A. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
19
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
SECOND ANDERSON GRANDCHILDRENS TRUST FBO ALEXANDRA R. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
20
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
THIRD ANDERSON GRANDCHILDRENS TRUST FBO TAYLOR C. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
21
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
FOURTH ANDERSON GRANDCHILDRENS TRUST FBO CARSON C. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
22
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
FIFTH ANDERSON GRANDCHILDRENS TRUST FBO HAROLD M. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
23
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
SIXTH ANDERSON GRANDCHILDRENS TRUST FBO BENTLEY B. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
11,224 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
11,224 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
24
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
THE CHARLES C. ANDERSON FAMILY FOUNDATION | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
ALABAMA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
83,000 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
83,000 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
25
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
THE JOEL R. ANDERSON FAMILY FOUNDATION | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
ALABAMA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
83,000 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
83,000 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
26
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
THE CLYDE AND SUMMER ANDERSON FOUNDATION (formerly The Clyde B. Anderson Family Foundation) | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
ALABAMA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
46,000 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
46,000 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
OO |
27
13D
CUSIP No. 098570-10-4 |
1 | NAME OF REPORTING PERSON
KAYRITA M. ANDERSON | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) x (b) ¨
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ¨
| |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
20,611 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
20,611 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,734,124 (See Item 2) | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
| |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.2% | |||||
14 | TYPE OF REPORTING PERSON
IN |
28
This Amendment No. 16 (this Amendment) amends and supplements the Schedule 13D/A filed on October 23, 2014 (as previously amended, this Schedule 13D) by the Reporting Persons (who are listed below as signatories to this Amendment) with respect to the Common Stock, par value $0.01 (the Shares), of Books-A-Million, Inc., a Delaware corporation, 402 Industrial Lane, Birmingham, Alabama 35211 (the Issuer). All capitalized terms used in this Amendment and not otherwise defined herein have the meanings ascribed to such terms in the original Schedule 13D and prior amendments hereto.
Item 3. | Source and Amount of Funds or Other Consideration |
Item 3 is hereby amended and supplemented by adding the following after the final paragraph thereof:
The Reporting Persons anticipate that the Proposal (as defined and described in Item 4 below) will require funding of approximately $17.3 million. The Reporting Persons expect to finance the transaction through borrowings available under the Issuers existing credit line. The Reporting Persons reserve the right to withdraw the Proposal Letter (as defined in Item 4 below) at any time for any or no reason, including, without limitation, if the Reporting Persons are unable to obtain such financing.
Item 4. | Purpose of Transaction |
Item 4 is hereby amended and supplemented by adding the following after the final paragraph thereof:
On January 29, 2015, Mr. Clyde B. Anderson delivered a non-binding letter (the Proposal Letter), on behalf of himself and the other Reporting Persons, to the Board of Directors of the Issuer proposing a transaction whereby, pursuant to a merger of the Issuer with a newly formed acquisition vehicle that the Reporting Persons would control, the Reporting Persons would acquire 100% of the outstanding Shares of the Issuer (the Proposal). As set forth in the Proposal Letter, public shareholders of the Issuer would receive $2.75 per Share in cash.
The Reporting Persons expect that the Issuer will appoint a special committee of independent directors (the Special Committee), with its own independent legal and financial advisors, to review the Proposal on behalf of the Issuers public shareholders. The Reporting Persons will not move forward with the transaction unless it is approved by the Special Committee. In addition, any definitive acquisition agreement would need to include a non-waiveable majority of the minority vote condition. As indicated in the Proposal Letter, the Reporting Persons, in their capacity as shareholders of the Issuer, are interested only in acquiring the outstanding Shares of the Issuer that they do not already own and are not interested in selling their shares in the Issuer to a third party or any merger or other strategic transaction involving any third party. Furthermore, the Reporting Persons do not intend to vote in their capacity as shareholders in favor of any such other transaction.
No assurances can be given that a transaction contemplated by the Proposal Letter will be consummated. Furthermore, no legally binding obligation with respect to a transaction between the Reporting Persons and the Issuer will exist unless and until mutually acceptable definitive documentation has been executed and delivered with respect thereto. The Reporting Persons reserve the right to modify or withdraw the Proposal Letter at any time.
29
The Proposal and the transaction proposed thereby may result in one or more of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D, including, without limitation, the acquisition of additional securities of the Issuer, a merger or other extraordinary transaction involving the Issuer, the delisting of the Shares from the NASDAQ Stock Exchange, and the Shares becoming eligible for termination of registration pursuant to Section 12(g) of the Act.
If a transaction proposed by the Proposal Letter is consummated, the Reporting Persons expect that the Issuers management team would remain in place.
The summary above is qualified in its entirety by reference to the Proposal Letter, attached as Exhibit 18 hereto, which is incorporated by reference herein.
This Schedule 13D is not an offer to purchase or a solicitation of an offer to sell any securities. Any solicitation or offer will only be made through separate materials filed with the Securities and Exchange Commission. Shareholders of the Issuer and other interested parties are urged to read these materials when and if they become available because they will contain important information. Shareholders of the Issuer will be able to obtain such documents (when and if available) free of charge at the Securities and Exchange Commissions web site, www.sec.gov.
Item 5. | Interest in Securities of the Issuer |
Item 5 is hereby amended and restated in its entirety as follows:
(a)-(b) The Reporting Persons may be deemed to beneficially own an aggregate of 8,734,124 Shares, which Shares represent approximately 58.2% of the 15,016,083 Shares which the Issuer has informed the Reporting Persons were outstanding as of January 3, 2015. However, no Reporting Person has the power to vote or dispose of, or to direct the vote or disposition of, the Shares of any other Reporting Person, other than as otherwise set forth herein.
30
REPORTING PERSON | NUMBER OF SHARES BENEFICIALLY OWNED |
PERCENTAGE OF OUTSTANDING SHARES |
SOLE VOTING POWER |
SHARED VOTING POWER |
SOLE DISPOSITIVE POWER |
SHARED DISPOSITIVE POWER |
||||||||||||||||||
Anderson BAMM Holdings, LLC(1) |
8,734,124 | 58.2 | % | 1,513,302 | 0 | 1,513,302 | 0 | |||||||||||||||||
Charles C. Anderson |
8,734,124 | 58.2 | % | 183,000 | (2) | 0 | 183,000 | (2) | 0 | |||||||||||||||
Hilda B. Anderson |
8,734,124 | 58.2 | % | 14,111 | 0 | 14,111 | 0 | |||||||||||||||||
Joel R. Anderson |
8,734,124 | 58.2 | % | 1,614,874 | (3) | 0 | 1,614,874 | (3) | 0 | |||||||||||||||
Charles C. Anderson, Jr. |
8,734,124 | 58.2 | % | 580,422 | 0 | 580,422 | 0 | |||||||||||||||||
Charles C. Anderson, III |
8,734,124 | 58.2 | % | 23,794 | 0 | 23,794 | 0 | |||||||||||||||||
Terrence C. Anderson |
8,734,124 | 58.2 | % | 709,681 | (4) | 0 | 696,146 | (4) | 0 | |||||||||||||||
Clyde B. Anderson |
8,734,124 | 58.2 | % | 3,163,042 | (5) | 0 | 2,980,121 | (5) | 0 | |||||||||||||||
Harold M. Anderson |
8,734,124 | 58.2 | % | 684,335 | 0 | 684,335 | 0 | |||||||||||||||||
Hayley Anderson Milam |
8,734,124 | 58.2 | % | 25,380 | 0 | 25,380 | 0 | |||||||||||||||||
Ashley Ruth Anderson(6) |
8,734,124 | 58.2 | % | 0 | 84,000 | 0 | 84,000 | |||||||||||||||||
The Ashley Anderson Trust(6) |
8,734,124 | 58.2 | % | 84,000 | 0 | 84,000 | 0 | |||||||||||||||||
Lauren A. Anderson Irrevocable Trust |
8,734,124 | 58.2 | % | 25,380 | 0 | 25,380 | 0 | |||||||||||||||||
Olivia Barbour Anderson 1995 Trust |
8,734,124 | 58.2 | % | 1,200 | 0 | 1,200 | 0 | |||||||||||||||||
Alexandra Ruth Anderson Irrevocable Trust |
8,734,124 | 58.2 | % | 1,200 | 0 | 1,200 | 0 | |||||||||||||||||
First Anderson Grandchildrens Trust FBO Charles C. Anderson, III |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
First Anderson Grandchildrens Trust FBO Hayley E. Anderson |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
First Anderson Grandchildrens Trust FBO Lauren A. Anderson |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
Second Anderson Grandchildrens Trust FBO Alexandra R. Anderson |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
Third Anderson Grandchildrens Trust FBO Taylor C. Anderson |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
Fourth Anderson Grandchildrens Trust FBO Carson C. Anderson |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
Fifth Anderson Grandchildrens Trust FBO Harold M. Anderson |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
Sixth Anderson Grandchildrens Trust FBO Bentley B. Anderson |
8,734,124 | 58.2 | % | 11,224 | 0 | 11,224 | 0 | |||||||||||||||||
The Charles C. Anderson Family Foundation(7) |
8,734,124 | 58.2 | % | 83,000 | 0 | 83,000 | 0 | |||||||||||||||||
The Joel R. Anderson Family Foundation(8) |
8,734,124 | 58.2 | % | 83,000 | 0 | 83,000 | 0 | |||||||||||||||||
The Clyde and Summer Anderson Foundation(9) |
8,734,124 | 58.2 | % | 46,000 | 0 | 46,000 | 0 | |||||||||||||||||
Kayrita M. Anderson |
8,734,124 | 58.2 | % | 20,611 | 0 | 20,611 | 0 |
(1) | Anderson BAMM Holdings, LLC issued membership interests to certain of the Reporting Persons in exchange for Shares of Common Stock of the Issuer held by such persons, as specified in the ABH LLC Agreement, which was previously filed as Exhibit 2 to this Schedule 13D, as amended by the First Amendment, which was previously filed as Exhibit 4 to this Schedule 13D, the Second Amendment, which was previously filed as Exhibit 5 to this Schedule 13D and which was re-filed with Amendment No. 9 to this Schedule 13D to correct an inadvertent error on Exhibit A thereto, the Third Amendment, which was previously filed as Exhibit 12 to this Schedule 13D, the Fourth Amendment, which was previously filed as Exhibit 15 to this Schedule 13D, and the Fifth Amendment, which was previously filed as Exhibit 17 to this Schedule 13D. See Item 6 of this Schedule 13D. |
(2) | Includes 83,000 Shares held by The Charles C. Anderson Family Foundation. Charles C. Anderson is the Chairman of the Board of Directors of the foundation and has sole voting and dispositive power over these Shares. |
(3) | Includes 83,000 Shares held by The Joel R. Anderson Family Foundation. Joel R. Anderson is the Chairman of the Board of Directors of the foundation and has sole voting and dispositive power over these Shares. |
(4) | Mr. Anderson owns 18,073 Shares of restricted stock, 4,538 of which will vest within 60 days of January 29, 2015, the rest of which will vest after March 30, 2015. Mr. Anderson has the power to vote all of the restricted Shares. Consequently, the number of Shares set forth under Sole Voting Power includes all 18,073 Shares of restricted stock, but the number of Shares set forth under Sole Dispositive Power does not include any Shares of restricted stock that will not vest within 60 days of January 29, 2015. |
(5) | The Shares set forth under Sole Voting Power and Sole Dispositive Power include 46,000 Shares held by The Clyde and Summer Anderson Foundation (formerly The Clyde B. Anderson Family Foundation). Clyde B. Anderson is the Chairman of the Board of Directors of the foundation and has sole voting and dispositive power over these Shares. The Shares set forth under Sole Voting Power and Sole Dispositive Power also include 26,380 Shares held by Clyde B. Anderson in the Books-A-Million, Inc. 401(k) Profit Sharing Plan. Further, Mr. Anderson owns 290,841 Shares of restricted stock, 107,920 of which will vest within 60 days of January 29, 2015, the rest of which vest after March 30, 2015. Mr. Anderson has the power to vote all of the restricted shares. Consequently, the number of shares set forth under Sole Voting Power includes all 290,841 Shares of restricted stock, but the number of Shares set forth under Sole Dispositive Power does not include any Shares of restricted stock that will not vest within 60 days of January 29, 2015. |
(6) | The Shares over which Ashley Ruth Anderson has shared voting power and shared dispositive power are held of record by The Ashley Anderson Trust. |
(7) | These Shares are owned of record by The Charles C. Anderson Family Foundation. Charles C. Anderson has sole voting and dispositive power over these Shares. |
(8) | These Shares are owned of record by The Joel R. Anderson Family Foundation. Joel R. Anderson has sole voting and dispositive power over these Shares. |
31
(9) | These Shares are owned of record by The Clyde and Summer Anderson Foundation (formerly The Clyde B. Anderson Family Foundation). Clyde B. Anderson has sole voting and dispositive power over these Shares. |
(c) | None. |
(d) | Not applicable. |
(e) | Not applicable. |
Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer |
Item 6 is hereby amended and supplemented by adding the following after the final paragraph thereof:
The descriptions of the Proposal, the Proposal Letter and the proposed financing in Item 3 and Item 4 above are incorporated herein by reference.
Item 7. | Material to be Filed as Exhibits |
Exhibit No. |
Description | |
1 |
Group Administration Agreement, dated as of April 9, 2007, by and among the then-current Reporting Persons, containing the appointment of the Group Administrator as attorney-in-fact.(*) | |
2 |
Limited Liability Company Agreement of Anderson BAMM Holdings, LLC, dated as of April 9, 2007, by and among the Reporting Persons named on this Schedule 13D (other than Kayrita M. Anderson, Ashley Ruth Anderson/The Ashley Anderson Trust, the Family Foundation Reporting Persons and the GRAT Reporting Persons).(*) | |
3 |
Joinder to Group Administration Agreement, dated as of September 2, 2008, by and among the Group Administrator and the then-current Reporting Persons.(**) | |
4 |
First Amendment to the Limited Liability Company Agreement of Anderson BAMM Holdings, LLC, dated as of March 19, 2010, by and among the members of the Board of Directors of Anderson BAMM Holdings, LLC.(***) | |
5 |
Second Amendment to the Limited Liability Company Agreement of Anderson BAMM Holdings, LLC, dated as of March 13, 2012, by and among the members of the Board of Directors of Anderson BAMM Holdings, LLC.(****) | |
6 |
[Reserved] | |
7 |
[Reserved] | |
8 |
[Reserved] | |
9 |
Proposal Letter, dated April 28, 2012, to the Board of Directors of the Issuer.(*****) | |
10 |
Press Release, dated April 30, 2012.(*****) | |
11 |
[Reserved] |
32
12 | Third Amendment to the Limited Liability Company Agreement of Anderson BAMM Holdings, LLC, dated as of July 16, 2012, by and among the members of the Board of Directors of Anderson BAMM Holdings, LLC. (******) | |
13 | Withdrawal Letter, dated July 17, 2012, to the Board of Directors of the Issuer. (******) | |
14 | Joinder to Group Administration Agreement, dated as of April 10, 2014, by and between the Group Administrator and the Lauren A. Anderson Irrevocable Trust.(*******) | |
15 | Fourth Amendment to the Limited Liability Company Agreement of Anderson BAMM Holdings, LLC, dated as of April 10, 2014, by and among the members of the Board of Directors of Anderson BAMM Holdings, LLC.(*******) | |
16 | Amendment to Group Administration Agreement, dated as of October 15, 2014, by the Group Administrator.(********) | |
17 | Fifth Amendment to the Limited Liability Company Agreement of Anderson BAMM Holdings, LLC, dated as of October 15, 2014, by and among the members of the Board of Directors of Anderson BAMM Holdings, LLC. (********) | |
18 | Proposal Letter, dated January 29, 2015, to the Board of Directors of the Issuer. |
(*) | Exhibits No. 1 and No. 2 were filed on April 9, 2007. |
(**) | Exhibit No. 3 was filed on September 5, 2008. |
(***) | Exhibit No. 4 was filed on March 23, 2010. |
(****) | Exhibits No. 5 was originally filed on March 19, 2012. Exhibit 5, as corrected, was re-filed on May 3, 2012. |
(*****) | Exhibits No. 9 and No. 10 were filed on April 30, 2012. |
(******) | Exhibits 12 and 13 were filed on July 20, 2012. |
(*******) | Exhibits 14 and 15 were filed on May 22, 2014. |
(********) | Exhibits 16 and 17 were filed on October 23, 2014. |
33
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: January 29, 2015
ANDERSON BAMM HOLDINGS, LLC | ||||
By: | * | |||
Name: | Charles C. Anderson | |||
Title: | Director | |||
* | ||||
Charles C. Anderson | ||||
* | ||||
Hilda B. Anderson | ||||
* | ||||
Joel R. Anderson | ||||
* | ||||
Charles C. Anderson, Jr. | ||||
* | ||||
Charles C. Anderson, III | ||||
* | ||||
Terrence C. Anderson | ||||
* | ||||
Clyde B. Anderson | ||||
* | ||||
Harold M. Anderson |
34
* | ||||
Hayley Anderson Milam | ||||
* | ||||
Ashley Ruth Anderson | ||||
* | ||||
Kayrita M. Anderson | ||||
THE ASHLEY ANDERSON TRUST | ||||
By: | * | |||
Name: | Cumberland Trust Investment Company | |||
Title: | Trustee | |||
LAUREN A. ANDERSON IRREVOCABLE TRUST | ||||
By: | * | |||
Name: | Martin R. Abroms | |||
Title: | Trustee | |||
OLIVIA BARBOUR ANDERSON 1995 TRUST | ||||
By: | * | |||
Name: | Terrence C. Anderson | |||
Title: | Trustee | |||
ALEXANDRA RUTH ANDERSON IRREVOCABLE TRUST | ||||
By: | * | |||
Name: | Charles C. Anderson | |||
Title: | Trustee |
35
FIRST ANDERSON GRANDCHILDRENS TRUST FBO CHARLES C. ANDERSON, III | ||||
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee | |||
FIRST ANDERSON GRANDCHILDRENS TRUST FBO HAYLEY E. ANDERSON | ||||
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee | |||
FIRST ANDERSON GRANDCHILDRENS TRUST FBO LAUREN A. ANDERSON | ||||
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee | |||
SECOND ANDERSON GRANDCHILDRENS TRUST FBO ALEXANDRA R. ANDERSON | ||||
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee | |||
THIRD ANDERSON GRANDCHILDRENS TRUST FBO TAYLOR C. ANDERSON | ||||
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee |
36
FOURTH ANDERSON GRANDCHILDRENS TRUST FBO CARSON C. ANDERSON |
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee | |||
FIFTH ANDERSON GRANDCHILDRENS TRUST FBO HAROLD M. ANDERSON | ||||
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee | |||
SIXTH ANDERSON GRANDCHILDRENS TRUST FBO BENTLEY B. ANDERSON | ||||
By: | * | |||
Name: | SunTrust Delaware Trust Company | |||
Title: | Trustee | |||
THE CHARLES C. ANDERSON FAMILY FOUNDATION | ||||
By: | * | |||
Name: | Charles C. Anderson | |||
Title: | Chairman | |||
THE JOEL R. ANDERSON FAMILY FOUNDATION | ||||
By: | * | |||
Name: | Joel R. Anderson | |||
Title: | Chairman |
37
THE CLYDE AND SUMMER ANDERSON FOUNDATION | ||||
By: | * | |||
Name: | Clyde B. Anderson | |||
Title: | Chairman | |||
As attorney-in-fact* ABROMS & ASSOCIATES, P.C. | ||||
By: | /s/ Martin R. Abroms | |||
Name: | Martin R. Abroms | |||
Title: | President |
38
INDEX TO EXHIBITS
Exhibit |
Description | |
18 | Proposal Letter, dated January 29, 2015, to the Board of Directors of the Issuer. |
39