UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 12/31/2006 | 10/15/2012 | Common Stock | 12,296 | $ 37.36 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AMERO SCOTT BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK, NY 10022 |
 |  |  Vice Chairman |  |
/s/ Daniel R. Waltcher as Attorney-in-Fact for Scott Amero | 12/18/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 2,764 shares of restricted common stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Incentive Plan") which vested on 12/15/2007. (Please see Form 4 of 12/18/2007 which details tax withholding relating to the vesting of these shares.) Also includes 3,536 restricted stock units granted under the Incentive Plan, vesting in equal installments on 1/31/2008 and 1/31/2009 and 6,098 restricted stock units granted under the Incentive Plan, vesting as follows: 2,032 units on 1/31/2008, 2,033 units on 1/31/2009 and 2,033 units on 1/31/2010. Each restricted stock unit is payable solely by delivery of an equal number of shares of common stock. Also includes 1,309 shares of common stock held in the BlackRock, Inc. Retirement Savings Plan. |