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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option | $ 4.4538 (1) (2) | 10/12/2010 | M(1) | 70,000 | 01/24/2005 | 01/24/2012 | Common stock | 70,000 | $ 0 | 0 | D | ||||
Employee stock option | $ 9.82 (3) | 01/23/2006 | 01/23/2013 | Common stock | 160,000 (3) | 160,000 (3) | D | ||||||||
Employee stock option | $ 21.325 (4) | 01/22/2007 | 01/22/2014 | Common stock | 90,000 (4) | 90,000 (4) | D | ||||||||
Employee stock option | $ 16.34 (5) | 10/01/2007 | 10/01/2014 | Common stock | 75,000 (5) | 75,000 (5) | D | ||||||||
Employee stock option | $ 18.1975 (6) | 02/02/2007 | 02/02/2015 | Common stock | 30,000 (6) | 30,000 (6) | D | ||||||||
Employee stock option | $ 18.1975 (6) | 02/02/2008 | 02/02/2015 | Common stock | 30,000 (6) | 30,000 (6) | D | ||||||||
Employee stock option | $ 18.1975 (6) | 02/02/2009 | 02/02/2015 | Common stock | 30,000 (6) | 30,000 (6) | D | ||||||||
Employee stock option | $ 18.1975 (6) | 02/02/2010 | 02/02/2015 | Common stock | 30,000 (6) | 30,000 (6) | D | ||||||||
Employee stock option | $ 30.635 (7) | 02/09/2007 | 02/09/2016 | Common stock | 53,332 (7) (8) | 53,332 (7) (8) | D | ||||||||
Employee stock option | $ 30.635 (9) | 02/09/2008 | 02/09/2016 | Common stock | 53,334 (8) (9) | 53,334 (8) (9) | D | ||||||||
Employee stock option | $ 30.635 (9) | 02/09/2009 | 02/09/2016 | Common stock | 53,334 (8) (9) | 53,334 (8) (9) | D | ||||||||
Employee stock option | $ 23.0825 (10) | 02/07/2008 | 02/07/2017 | Common stock | 39,666 (8) (10) | 39,666 (8) (10) | D | ||||||||
Employee stock option | $ 23.0825 (10) | 02/07/2009 | 02/07/2017 | Common stock | 39,666 (8) (10) | 39,666 (8) (10) | D | ||||||||
Employee stock option | $ 23.0825 (11) | 02/07/2010 | 02/07/2017 | Common stock | 39,668 (8) (11) | 39,668 (8) (11) | D | ||||||||
Employee stock option | $ 19.225 (12) | 02/06/2009 | 02/06/2018 | Common stock | 53,552 (8) (12) | 53,552 (8) (12) | D | ||||||||
Employee stock option | $ 19.225 (13) | 02/06/2010 | 02/06/2018 | Common stock | 53,554 (8) (13) | 53,554 (8) (13) | D | ||||||||
Employee stock option | $ 19.225 (13) | 02/06/2011 | 02/06/2018 | Common stock | 53,554 (8) (13) | 53,554 (8) (13) | D | ||||||||
Restricted stock units (14) | $ 19.225 (15) | 02/06/2011 | (16) | Common stock | 40,736 (15) | 40,736 (15) | D | ||||||||
Employee stock option | $ 17.1775 (17) | 02/04/2010 | 02/04/2019 | Common stock | 82,924 (17) | 82,924 (17) | D | ||||||||
Employee stock option | $ 17.1775 (17) | 02/04/2011 | 02/04/2019 | Common stock | 82,924 (17) | 82,924 (17) | D | ||||||||
Employee stock option | $ 17.1775 (17) | 02/04/2012 | 02/04/2019 | Common stock | 82,924 (17) | 82,924 (17) | D | ||||||||
Restricted stock units (14) | $ 17.1775 (18) | 02/04/2012 | (16) | Common stock | 109,550 (18) | 109,550 (18) | D | ||||||||
Employee stock option | $ 26.2075 (19) | 02/03/2011 | 02/03/2020 | Common stock | 55,940 (19) | 55,940 (19) | D | ||||||||
Employee stock option | $ 26.2075 (19) | 02/03/2012 | 02/03/2020 | Common stock | 55,940 (19) | 55,940 (19) | D | ||||||||
Employee stock option | $ 26.2075 (20) | 02/03/2013 | 02/03/2020 | Common stock | 55,938 (20) | 55,938 (20) | D | ||||||||
Restricted stock units (14) | $ 26.2075 (21) | 02/03/2013 | (16) | Common stock | 46,864 (21) | 46,864 (21) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WRIGHT JAMES F 200 POWELL PLACE BRENTWOOD, TN 37027 |
X | Chairman / CEO |
James F. Wright By: /s/ Kurt D. Barton, as Attorney-in-Fact | 10/14/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction represents exercise of 70,000 options (adjusted for 2-for-1 split paid by the Company on September 2, 2010) pursuant to a 10b5-1 plan executed by Mr. Wright. |
(2) | This option was previously reported as covering 105,000 shares at an exercise price of $8.9075 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(3) | This option was previously reported as covering 80,000 shares at an exercise price of $19.64 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(4) | This option was previously reported as covering 45,000 shares at an exercise price of $42.65 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(5) | This option was previously reported as covering 37,500 shares at an exercise price of $32.68 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(6) | This option was previously reported as covering 15,000 shares at an exercise price of $36.395 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(7) | This option was previously reported as covering 26,666 shares at an exercise price of $61.27 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(8) | Fractional shares are rounded to the closest whole number. |
(9) | This option was previously reported as covering 26,667 shares at an exercise price of $61.27 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(10) | This option was previously reported as covering 19,833 shares at an exercise price of $46.165 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(11) | This option was previously reported as covering 19,834 shares at an exercise price of $46.165 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(12) | This option was previously reported as covering 26,776 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(13) | This option was previously reported as covering 26,777 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(14) | Each restricted stock unit represents a contingent right to receive one share of Tractor Supply Company common stock. |
(15) | These restricted stock units were previously reported as covering 20,368 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(16) | The restricted stock units vest at the end of the third anniversary of the date of grant. |
(17) | This option was previously reported as covering 41,462 shares at an exercise price of $34.355 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(18) | These restricted stock units were previously reported as covering 54,775 shares at an exercise price of $34.355 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(19) | This option was previously reported as covering 27,970 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(20) | This option was previously reported as covering 27,969 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(21) | These restricted stock units were previously reported as covering 23,432 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |