1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
11/07/2018 |
Common Shares
|
55,000
|
$
6.49
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
04/12/2020 |
Common Shares
|
15,000
|
$
21.14
|
D
|
Â
|
Restricted Stock Units (Right to Acquire)
|
Â
(4)
|
04/12/2014 |
Common Shares
|
3,750
|
$
(3)
|
D
|
Â
|
Restricted Stock Units (Right to Acquire)
|
Â
(5)
|
04/29/2015 |
Common Shares
|
6,000
|
$
(3)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
04/29/2021 |
Common Shares
|
5,000
|
$
15.425
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
04/21/2022 |
Common Shares
|
112,500
|
$
15.2
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
04/29/2021 |
Common Shares
|
50,000
|
$
15.425
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Option vests at the rate of 1/5th of the shares on the first anniversary of September 29, 2008, the vesting commencement date, and 1/60th of the shares after the completion of each additional month of employment with Marvell Technology Group Ltd. ("Marvell") thereafter over the next four years. The option has become exercisable as to 44,000 shares of which Mr. Feller has already exercised 15,000 shares. |
(2) |
Option vests in four equal annual installments beginning on the first anniversary of April 1, 2010, the vesting commencement date. The option has become exercisable as to 7,500 shares as of April 1, 2012. |
(3) |
Each restricted stock unit represents a contingent right to receive one Marvell common share. |
(4) |
The original grant was for 7,500 restricted stock units on April 12, 2010. Restricted stock units vest in four equal annual installments beginning on the first anniversary of April 1, 2010, the vesting commencement date. |
(5) |
The originat grant was for 8,000 restricted stock units on April 29, 2011. Restricted stock units vest in four equal annual installments beginning on the first anniversary of April 1, 2011, the vesting commencement date. |
(6) |
Option vests in four equal annual installments beginning on the first anniversary of April 1, 2011, the vesting commencement date. The option has become exercisable as to 1,250 shares as of April 1, 2012. |
(7) |
Option vests in four equal annual installments beginning on the first anniversary of April 1, 2012, the vesting commencement date. |
(8) |
The above listed stock option award was granted on April 29, 2011 and is subject to market-based vesting and will only vest if the Trigger Event (defined below) has occurred prior to the 5th anniversary of the date of grant; if the trigger event does not occur by such date, the stock option will immediately expire. If the closing price per common share of Marvell as reported by the NASDAQ Global Select Market equals or exceeds an average of $24.70 for a period of 200 trading days prior to the 5th anniversary of the date of grant (the "Trigger Event"), then 100% of the shares subject to the option will vest on the date of the Trigger Event, subject to continued service through both the date of the Trigger Event and April 1, 2013. |