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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HECKER CURT 414 CHURCH ST. SANDPOINT, ID 83864 |
X | President and CEO | CEO - Panhandle State Bank |
/s/ Susan A. Pleasant | 12/31/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares transferred to adult children which were previously held jointly with reporting person. |
(2) | Number of securities reflects 1:10 Reverse Stock Split effective 10/5/12. |
(3) | Restricted Stock Award |
(4) | Award vests 50% on 12/27/13, 25% on 12/31/14, and 25% on 12/31/15. |
(5) | Price of securities reflects 1:10 Reverse Stock Split effective 10/5/12. |
(6) | First vesting of 12/27/13 Restricted Stock Award transferred from direct holding to Hecker Family Trust. |
(7) | Number of securities reflects transfer of 300 shares from direct holding to Hecker Family Trust on 10/17/12. |
(8) | Number of Securities reflects transfer of 87 vested restricted stock shares from direct holding to Hecker Family Trust on 2/28/13. |
(9) | Number of securities reflects transfers from direct holding of 300 shares on 10/17/12, 87 shares on 2/28/13 and 17,500 shares on 12/27/13. |