UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Units of Malibu Boats Holdings, LLC | Â (5) | Â (5) | Class A Common Stock | 626,763 | $ (4) | D | Â |
Units of Malibu Boats Holdings, LLC | Â (5) | Â (5) | Class A Common Stock | 3,622,940 | $ (4) | I | See footnote (3) |
Units of Malibu Boats Holdings, LLC | Â (5) | Â (5) | Class A Common Stock | 449,102 | $ (4) | I | See footnote (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Black Canyon Investments, L.P. 2000 AVENUE OF THE STARS, 11TH FLOOR LOS ANGELES, CA 90067 |
 |  X |  |  |
Black Canyon Capital LLC 2000 AVENUE OF THE STARS, 11TH FLOOR LOS ANGELES, CA 90067 |
 |  X |  |  |
Black Canyon Investments LLC 2000 AVENUE OF THE STARS, 11TH FLOOR LOS ANGELES, CA 90067 |
 |  X |  |  |
Hooks Michael K. 2000 AVENUE OF THE STARS, 11TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
Lanigan Mark W. 2000 AVENUE OF THE STARS, 11TH FLOOR LOS ANGELES, CA 90067 |
 X |  |  |  |
BLACK CANYON INVESTMENTS L.P. By: Black Canyon Investments LLC, its general partner By; Black Canyon Capital LLC, a managing member, /s/ Michael K. Hooks | 02/05/2014 | |
**Signature of Reporting Person | Date | |
BLACK CANYON CAPITAL LLC, /s/ Michael K. Hooks | 02/05/2014 | |
**Signature of Reporting Person | Date | |
BLACK CANYON INVESTMENTS LLC By: Black Canyon Capital LLC, a managing member, /s/ Michael K. Hooks | 02/05/2014 | |
**Signature of Reporting Person | Date | |
/s/ Michael K. Hooks | 02/05/2014 | |
**Signature of Reporting Person | Date | |
/s/ Mark W. Lanigan | 02/05/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by The Canyon Value Realization Master Fund, L.P., of which Black Canyon Investments L.P. possesses the voting power and dispositive power pursuant to an agreement between Black Canyon Investments L.P. and The Canyon Value Realization Master Fund, L.P. |
(2) | These shares are owned directly by BC-MB GP, the managing partner of which is Black Canyon Direct Investment Fund L.P., the general partner of which is Black Canyon Investments L.P, the general partner of which is Black Canyon Investments LLC, the managing member of which is Black Canyon Capital LLC, the managing directors of which are Michael Hooks and Mark Lanigan. |
(3) | These units are owned directly by Black Canyon Direct Investment Fund L.P., the general partner of which is Black Canyon Investments L.P., the general partner of which is Black Canyon Investments LLC, the managing member of which is Black Canyon Capital LLC, the managing directors of which are Michael Hooks and Mark Lanigan. |
(4) | These units are owned directly by Canyon Value Realization Fund, L.P., of which Black Canyon Investments L.P. possesses the voting power and dispositive power pursuant to an agreement between Black Canyon Investments L,P. and Canyon Value Realization Fund, L.P. The general partner of Black Canyon Investments L.P. is Black Canyon Investments LLC, the managing member of which is Black Canyon Capital LLC, the managing directors of which are Michael Hooks and Mark Lanigan. |
(5) | Pursuant to the terms of an exchange agreement, units of Malibu Boats Holdings, LLC are exchangeable for shares of Class A Common Stock of Malibu Boats, Inc. on a one-for one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassification, ot for cash (except in the event of a change in control), at the election of Malibu Boats, Inc. |
 Remarks: Exhibit List: Exhibit 24.1 - Power of Attorney for Black Canyon Investments L.P. Exhibit 24.2 - Power of Attorney for Black Canyon Capital LLC Exhibit 24.3 - Power of Attorney for Black Canyon Investments LLC Exhibit 24.4 - Power of Attorney for Michael K. Hooks Exhibit 24.5 - Power of Attorney for Mark W. Lanigan |