UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Options (02/07/2008 Grant Date) | Â (2) | 02/07/2015 | Common Stock | 11,250 | $ 31.07 | D | Â |
Non-Qualified Stock Options (12/09/2008 Grant Date) | Â (2) | 12/09/2015 | Common Stock | 14,260 | $ 23.74 | D | Â |
Non-Qualified Stock Options (02/16/2010 Grant Date) | Â (2) | 02/16/2017 | Common Stock | 9,500 | $ 27.02 | D | Â |
Non-Qualified Stock Options (02/15/2011 Grant Date) | Â (2) | 02/15/2018 | Common Stock | 9,500 | $ 29.84 | D | Â |
Non-Qualified Stock Options (02/10/2012 Grant Date) | Â (2) | 02/10/2019 | Common Stock | 9,500 | $ 30.15 | D | Â |
Non-Qualified Stock Options (02/08/2013 Grant Date) | Â (2) | 02/08/2020 | Common Stock | 9,500 | $ 31.12 | D | Â |
Restricted Stock Units (01/09/2013 Grant Date) | Â (3) | Â (3) | Common Stock | 17,940 | $ (3) | D | Â |
Restricted Stock Units (02/07/2014 Grant Date) | Â (3) | Â (3) | Common Stock | 1,824 | $ (3) | D | Â |
Stock Units (4) | Â (4) | Â (4) | Common Stock - Settled in Cash (4) | 6,451 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Serianni Charles F 18500 NORTH ALLIED WAY PHOENIX, AZ 85054 |
 |  |  EVP Chief Financial Officer |  |
/s/ Eileen B. Schuler Attorney-in-Fact | 08/25/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held under the Company's Employee Stock Purchase Plan that receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock. |
(2) | Grant vesting occurs 25% on each of the first four anniversaries of the Date of Grant in accordance with the Company's 2007 Stock Incentive Plan, as amended. |
(3) | Grant vesting occurs 25% on each of the first four anniversaries of the Date of Grant in accordance with the Company's 2007 Stock Incentive Plan, as amended. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock. |
(4) | Stock units held under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to Mr. Serianni's election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock. |
 Remarks: Mr. Serianni was elected as Executive Vice President and Chief Financial Officer effective 08/22/2014.  He previously served as Senior Vice President and Chief Accounting Officer from 06/1998 to 07/2013 and his Limited Power of Attorney is on file for previous Section 16 filings.  From 07/2013 to date of election, Mr. Serianni served as the Company' West Region Vice President and Controller (non-Section 16 Officer position). |