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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Options (1) | (1) | 08/22/2014 | A | 18,685 | (1) | 08/22/2021 | Common Stock | 18,685 | $ 39.34 | 18,685 | D | ||||
Restricted Stock Units (2) | (2) | 08/22/2014 | A | 5,084 | (2) | (2) | Common Stock | 5,084 | $ 39.34 | 5,084 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Serianni Charles F 18500 NORTH ALLIED WAY PHOENIX, AZ 85054 |
EVP Chief Financial Officer |
/s/ Eileen B. Schuler Attorney-in-Fact | 08/25/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Serianni was elected as the Company's Executive Vice President and Chief Financial Officer effective 08/22/2014. As part of the one time equity grants components of his compensation, he received effective 08/22/2014 ("Date of Grant") a stock option grant having a grant-date value of $125,000 at an exercise price equal to the closing price per share as of the Date of Grant, with the grant vesting 25% on each of the first four anniversaries of the Date of Grant, in accordance with the Company's 2007 Stock Incentive Plan, as amended (the "Plan"). The closing stock price of the Company's common stock on 08/22/2014 was $39.34. |
(2) | In addition, as part of the one time equity grants components of Mr. Serianni's compensation upon his election as the Company's Executive Vice President and Chief Financial Officer on 08/22/2014 ("Date of Grant"), he received a restricted stock unit ("RSUs") grant having a grant-date value of $200,000, the number of RSUs calculated based on the closing price per share as of the Date of Grant, with the grant vesting 25% on each of the first four anniversaries of the Date of Grant. Each RSU receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock. The closing stock price of the Company's common stock on 08/22/2014 was $39.34. |