1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(2)
|
09/29/2020 |
Common Stock
|
1,833
|
$
9.6
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/13/2021 |
Common Stock
|
4,256
|
$
0.48
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(4)
|
06/12/2022 |
Common Stock
|
5,107
|
$
0.48
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(5)
|
05/22/2023 |
Common Stock
|
15,595
|
$
0.96
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(6)
|
12/16/2023 |
Common Stock
|
31,659
|
$
2.64
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(7)
|
09/08/2024 |
Common Stock
|
18,740
|
$
7.2
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares are held directly by Mark K. and Grace T. Bennett 1991 Revocable Trust, of which Reporting Person is a Trustee. |
(2) |
1/48 of the Option vests in equal monthly installments one month from 06/01/2010. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(3) |
1/48 of the Option vests in equal monthly installments one month from 11/07/2011. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(4) |
1/48 of the Option vests in equal monthly installments one month from 03/27/2012. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(5) |
1/48 of the Option vests in equal monthly installments one month from 05/23/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(6) |
1/48 of the Option vests in equal monthly installments one month from 12/17/2013. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(7) |
1/48 of the Option vests in equal monthly installments one month from 09/09/2014. The option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |