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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 31.47 | 08/10/2016 | M | 6,375 | (6) | 07/07/2017 | Common Stock | 6,375 | $ 0 | 0 (7) | D | ||||
Employee Stock Option (Right to Buy) | $ 22.57 | 08/10/2016 | M | 7,921 | (8) | 07/11/2018 | Common Stock | 7,921 | $ 0 | 0 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zukerman Amit 1801 BAYBERRY COURT P.O. BOX 18100 RICHMOND, VA 23226 |
Executive Vice President |
/s/ Lindsay K. Blackwood, Lindsay K. Blackwood, Attorney-in-Fact | 08/11/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes Restricted Stock Units that have not yet vested. |
(2) | Weighted average of sale prices, which ranged from $36.61 to $36.79. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(3) | Includes Restricted Stock Units that have not yet vested as well as 813 shares of The Brink's Company ("BCO") common stock, purchased with the proceeds of the sale of 5,562 shares of BCO common stock referenced in column 4. This transaction was the result of an exercise of 6,375 options, due to expire on July 7, 2017. See Table II and related footnotes. |
(4) | Weighted average of sale prices, which ranged from $36.63 to $36.78. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(5) | Includes Restricted Stock Units that have not yet vested as well as 2,965 shares of The Brink's Company ("BCO") common stock, purchased with the proceeds of the sale of 4,956 shares of BCO common stock referenced in column 4. This transaction was the result of an exercise of 7,921 options, due to expire on July 11, 2018. See Table II and related footnotes. |
(6) | The options became exercisable in three equal annual installments on July 7, 2012, 2013 and 2014. |
(7) | The Reporting Person held unvested options for a total of 95,907 shares as of August 10, 2016, following the Reported Transactions. |
(8) | The options became exercisable as follows: 3,961 on July 11, 2014 and 3,960 on July 11, 2015. |