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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Non-Qualified Stock Option (right to buy) | $ 29.21 | 09/01/2006 | Â | G | Â | 70,000 | Â (5) | 11/29/2011 | Common Stock | $ 0 | 285,139 | Â | ||
Non-Qualified Stock Option (right to buy) | $ 29.21 | 09/01/2006 | Â | G | 70,000 | Â | Â (5) | 11/29/2011 | Common Stock | $ 0 | 176,861 | by Trust S (6) | ||
Non-Qualified Stock Option (right to buy) | $ 29.21 | Â | Â | Â | Â | Â | Â (5) | 11/29/2011 | Common Stock | Â | 201,139 | by Spouse | ||
Non-Qualified Stock Option (right to buy) | $ 29.21 | Â | Â | Â | Â | Â | Â (5) | 11/29/2011 | Common Stock | Â | 176,861 | by Trust D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JACOBS PAUL E 5775 MOREHOUSE DR. SAN DIEGO, CA 92121-1714 |
 X |  |  Chief Executive Officer |  |
By: Noreen E. Burns, Attorney-in-Fact For: Paul E. Jacobs | 10/09/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. |
(2) | Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust. |
(3) | Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00. |
(4) | Includes 290 shares acquired under the Company's Employee Stock Purchase Plan on June 30, 2006. |
(5) | The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002. |
(6) | Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse. |