Edgar Filing: COLUMBUS MCKINNON CORP

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Steinberg Richard A

2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [CMCO]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
V.P. - Human Resources

(Last)

(First)

(Middle)

140 JOHN JAMES AUDUBON PARKWAY

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2014

(Street)

AMHERST, NY 14228-1197

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								14,165	D
Common Stock	05/20/2014		F		188 ⁽¹⁾	D	$ 27.17	13,977 ⁽²⁾	D
Common Stcok								974.5191 ⁽³⁾	D
Common Stock								470,755.4809	I	Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Incentive Stock Options (Right to Buy)

$ 21.61

10/16/2006

10/15/2015

Common Stock

45,000

45,000 ⁽⁴⁾

Incentive Stock Options (Right to Buy)

$ 28.45

05/19/2009

05/18/2018

Common Stock

1,307

1,307 ⁽⁴⁾

Non-Qualified Stock Options (Right to Buy)

$ 13.27

05/18/2010

05/17/2019

Common Stock

3,804

3,804 ⁽⁵⁾

Non-Qualified Stock Options (Right to Buy)

$ 18.24

05/17/2011

05/16/2020

Common Stock

2,795

2,795 ⁽⁶⁾

Non-Qualified Stock Options (Right to Buy)

$ 19.5

05/23/2012

05/22/2021

Common Stock

2,685

2,685 ⁽⁷⁾

Non-Qualified Stock Options (Right to Buy)

$ 13.43

05/21/2013

05/20/2022

Common Stock

4,528

4,528 ⁽⁸⁾

Non-Qualified Stock Options (Right to Buy)

$ 18.95

05/20/2014

05/20/2023

Common Stock

3,771 ⁽⁹⁾

Non-Qualified Stock Options (Right to Buy)

$ 27.12

05/19/2015

05/19/2024

Common Stcok

1,309

1,309 ⁽¹⁰⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Steinberg Richard A 140 JOHN JAMES AUDUBON PARKWAY AMHERST, NY 14228-1197			V.P. - Human Resources

Signatures

Richard A. Steinberg		05/22/2014
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Represents shares withheld to satisy tax withholding obligation upon vesting 447 restricted stock units on 5/20/2014.
(2)	Includes 9,590 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 711 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 1,129 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 1,341 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 2,359 shares become fully vested and non-forfeitable on 5/21/2015, 1,309 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015, 1,668 shares become fully vested and non-forfeitable on 5/23/2014 and the remaining 1,073 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. This footnote corrects the information included in footnote number 4 on Form 4 filed on 5/21/2014.
(3)	Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
(4)	All exercisable, subject to IRS limitations.
(5)	All exercisable, subject to IRS limitations.
(6)	All exercisable, subject to IRS limitations.
(7)	Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
(8)	Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
(9)	Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
(10)	Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.

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