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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Phelps William ONE CIRCLE STAR WAY SUITE 200 SAN CARLOS, CA 94070 |
EVP & Chief Customer Officer |
By: Michael J. McAdam, Attorney in Fact For: William R. Phelps | 01/15/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2007. |
(2) | Average sale price of $7.22 consists of the following blocks: 200 shares were sold at $6.70 per share, 100 at $6.75, 200 at $6.76, 125 at $6.79, 1 share at $6.80, 174 at $6.84, 100 at $6.87, 200 at $6.90, 100 at $6.91, 200 at $6.93, 100 at $6.94, 200 at $6.97, 200 at $6.98, 200 at $6.99, 1700 at $7.00, 900 at $7.01, 300 at $7.02, 200 at $7.03, 200 at $7.10, 400 at $7.12, 100 at $7.13, 100 at $7.14, 100 at $7.16, 100 at $7.17, 100 at $7.18, 100 at $7.19, 200 at $7.21, 100 at $7.22, 100 at $7.26, 300 at $7.27, 200 at $7.29, 300 at $7.36, 200 at $7.37, 2600 at $7.38, 105 at $7.40, 500 at $7.41, 100 at $7.42, 400 at $7.43, 300 at $7.49, 18 at $7.50, 265 at $7.52, 12 at $7.53, 1300 at $7.57, 201 at $7.58, 200 at $7.59, 199 at $7.60, 200 at $7.61, 100 at $7.62, 300 at $7.63, 200 at $7.64, 100 at $7.65, and 100 shares sold at $7.67. |