news-8k_20170214.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 14, 2017

 

NewStar Financial, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-33211

54-2157878

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

500 Boylston Street, Suite 1250,

Boston, MA

 

02116

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (617) 848-2500

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


 

Item 2.02 Results of Operations and Financial Condition.

On February 14, 2017, NewStar Financial, Inc. issued a press release announcing results for the fourth quarter and full year ended December 31, 2016. The press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

 

Item 8.01 Other Events.

On February 14, 2017, NewStar Financial, Inc. issued a press release announcing its adoption of a new dividend policy and its declaration of a quarterly dividend. The press release is file herewith as Exhibit 99.2 to this Current Report on Form 8-K and incorporated herein by reference.

 

 

Item 9.01 Financial Statements and Exhibits.

 

Exhibit

Number

 

Description

 

 

 

99.1

 

Press Release of NewStar Financial, Inc. dated February 14, 2017.

 

 

 

99.2

 

Press Release of NewStar Financial, Inc. dated February 14, 2017.

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

NEWSTAR FINANCIAL, INC.

 

 

 

 

Date: February 14, 2017

 

By:

/s/ JOHN KIRBY BRAY

 

 

 

John Kirby Bray

 

 

 

Chief Financial Officer

 

 


 

Exhibit Index

 

Exhibit

Number

 

Description

 

 

 

99.1

 

Press Release of NewStar Financial, Inc. dated February 14, 2017.

 

 

 

99.2

 

Press Release of NewStar Financial, Inc. dated February 14, 2017.