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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Anderson Ritchie L. 5075 KIMBERLY WAY LOUDON,, TN 37774 |
Chief Operating Officer |
RITCHIE L. ANDERSON, /s/ Wayne Wilson as attorney in fact | 11/09/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person was issued an equity award of 3,217 restricted stock units on November 6, 2015 in consideration of services performed for the Issuer in fiscal 2015. |
(2) | The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock and are subject to the following vesting schedule: (i) 50% of the stock units are fully vested; and (ii) 50% of the stock units will vest in three equal annual installments beginning on November 6, 2016. |
(3) | The reporting person was issued an equity award of 5,216 restricted stock units on November 6, 2015 in consideration of services performed for the Issuer in fiscal 2016. |
(4) | The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock and will vest in four equal annual installments beginning on November 6, 2016. |