1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Buy
(2)
|
$
12.53
|
|
|
|
|
|
|
(3)
|
11/26/2012 |
Class A Common
|
20,250
|
|
20,250
|
D
|
|
Option to Buy
(2)
|
$
19.74
|
|
|
|
|
|
|
(4)
|
12/02/2013 |
Class A Common
|
20,250
|
|
20,250
|
D
|
|
Option to Buy
(2)
|
$
28.01
|
|
|
|
|
|
|
(5)
|
11/30/2014 |
Class A Common
|
20,250
|
|
20,250
|
D
|
|
Option to Buy
(2)
|
$
28.94
|
|
|
|
|
|
|
11/29/2015 |
11/29/2015 |
Class A Common
|
20,250
|
|
20,250
|
D
|
|
Option to Buy
(2)
|
$
36.67
|
|
|
|
|
|
|
11/28/2009 |
11/28/2016 |
Class A Common
|
20,250
|
|
20,250
|
D
|
|
Option to Buy
(2)
|
$
42.45
|
|
|
|
|
|
|
11/26/2010 |
11/26/2017 |
Class A Common
|
20,250
|
|
20,250
|
D
|
|
SAR
(6)
|
$
35.12
|
|
|
|
|
|
|
(7)
|
10/31/2018 |
Class A Common
|
20,500
|
|
20,500
|
D
|
|
SAR
(6)
|
$
26.66
|
|
|
|
|
|
|
(8)
|
12/01/2019 |
Class A Common
|
15,375
|
|
15,375
|
D
|
|
SAR
(6)
|
$
36.86
|
|
|
|
|
|
|
(9)
|
11/30/2020 |
Class A Common
|
20,500
|
|
20,500
|
D
|
|
SAR
(2)
|
$
41.82
|
11/30/2011 |
|
A |
|
20,500
|
|
(10)
|
11/30/2021 |
Class A Common
|
20,500
|
$
0
|
20,500
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reflects shares held in Moog Inc. Retirement Savings Plan as of most recent statement to participant, October 1, 2011. |
(2) |
Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan. |
(3) |
Options exercisable as follows: 4,390 on 11/26/05, 7,979 on 11/26/06 and 7,881 on 11/26/07. |
(4) |
Options exercisable as follows: 62 on 12/2/07, 5,066 on 12/2/08, 5,065 on 12/2/09, 5,065 on 12/2/10 and 4,992 on 12/2/11. |
(5) |
Options exercisable as follows: 51 on 11/30/11, 3,569 on 11/30/12, 3,568 on 11/30/13 and 13,062 on 11/30/14. |
(6) |
Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan. |
(7) |
SAR exercisable as follows: 6,834 on 10/31/2009, 6,833 on 10/31/2010 and 6,833 on 10/31/2011. |
(8) |
SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12. |
(9) |
SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13. |
(10) |
SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14. |