Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form S-8
REGISTRATION STATEMENT
under
THE SECURITIES ACT OF 1933
Northeast Utilities
(Exact name of registrant as specified in its charter)
Massachusetts 04-2147929
(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification No.)
One Federal Street, Building 111-4
Springfield, Massachusetts 01105
(Address of Principal Executive Offices) (Zip Code)
Northeast Utilities Service Company 401K Plan
(Full Title of the Plan)
John H. Forsgren
Vice Chairman, Executive Vice President and Chief Financial Officer
Northeast Utilities
107 Selden Street
Berlin, Connecticut 06037
860-665-5000
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Calculation of Registration Fee
Proposed Proposed
Title of Amount maximum maximum Amount
securities to be offering aggregate of
registered registered price per offering registration
(1) unit (2) price fee (3)
Common 10,000,000 $17.76 $177,600,000.00 $20,903.52
Shares, par
value $5.00
1. In addition, pursuant to Rule 416(c) under the Securities Act of
1933, this registration statement also covers an indeterminate
amount of interests to be sold or offered pursuant to the
employee benefit plan(s) described herein.
2. Represents the fair market value of the common shares on
December 13, 2004, based on the average of the high and
low sale price reported by the Wall Street Journal as Composite
Transactions for such date.
3. $117.70 per $1 million of maximum aggregate offering price.
INFORMATION REQUIRED PURSUANT TO GENERAL INSTRUCTION E TO FORM S-8
This Registration Statement is being filed for the purpose of
increasing the number of securities of the same class as other
securities for which a Registration Statement of Northeast Utilities
(the Registrant) on Form S-8 relating to the same employee benefit
plan is effective.
The contents of the following Registration Statement on Form S-8
of the Registrant filed with the Securities and Exchange Commission is
hereby incorporated by reference: File No. 33-63023, as amended.
PART II.
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT.
Item 8. Exhibits.
The following Exhibits are filed as a part of this Registration
Statement:
Exhibit No. Description
5 Not required - the Registrant has, in
accordance with the provisions of Form S-8,
submitted the Northeast Utilities Service
Company 401K Plan, and undertakes to submit any
amendment thereto, to the Internal Revenue
Service ("IRS") in a timely manner and will
make all changes required by the IRS in order
to qualify the plan.
15 Letter of Deloitte & Touche LLP to Northeast Utilities
re: unaudited interim financial information.
23 Consent of Deloitte & Touche LLP, Independent
Registered Public Accounting Firm.
SIGNATURES
(The Registrant) Pursuant to the requirements of the
Securities Act of 1933, as amended, the Registrant certifies
that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly
caused this registration statement to be signed on its
behalf by the undersigned, thereunto duly authorized, in the
Town of Berlin, and State of Connecticut, on this 16th day
of December, 2004.
NORTHEAST UTILITIES
By /s/John H. Forsgren
Vice Chairman,
Executive Vice President
and Chief Financial
Officer
Pursuant to the requirements of the Securities Act of 1933,
as amended, this registration statement has been signed by
the following persons in the capacities and on the dates
indicated. Each person whose signature appears below hereby
constitutes and appoints Gregory B. Butler and Jeffrey C.
Miller, and each of them singly, his or her true and lawful
attorneys, with full power to each such attorney to sign for
such person in his or her name, in the capacities indicated
below, any and all amendments to this registration
statement, hereby ratifying and confirming his or her
signature as it may be signed by said attorneys to any and
all amendments to said registration statement.
Signature Title Date
/s/Charles W. Shivery, Trustee, Chairman of December 16, 2004
Principal Executive the Board, President
Officer and Chief Executive Officer
/s/John H. Forsgren, Trustee, Vice Chairman, December 16, 2004
Principal Financial Executive Vice President
Officer and Chief Financial Officer
/s/John P. Stack, Vice President-Accounting December 16, 2004
Principal Accounting and Controller
Officer
/s/Richard H. Booth Trustee December 16, 2004
/s/Cotton Mather
Cleveland Trustee December 16, 2004
/s/Sanford Cloud, Jr. Trustee December 16, 2004
/s/James F. Cordes Trustee December 16, 2004
/s/E. Gail de Planque Trustee December 16, 2004
/s/John G. Graham Trustee December 16, 2004
/s/Elizabeth T. Trustee December 16, 2004
Kennan
/s/Robert E. Trustee December 16, 2004
Patricelli
/s/John F. Swope Trustee December 16, 2004
(The Plan) Pursuant to the requirements of the Securities
Act of 1933, as amended, the trustees (or other persons who
administer the employee benefit plan) have duly caused this
registration statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the Town of
Berlin, and State of Connecticut, on this 16th day of
December, 2004.
NORTHEAST UTILITIES SERVICE COMPANY 401K PLAN
By /s/Jean M. LaVecchia
Plan Administrator