UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Nonqualifed employee stock options to purchase Common Stock | Â (2) | 11/06/2010 | Common Stock | 13,000 | $ 16.54 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KOBLIN ALAN H C/O SILGAN PLASTICS CORPORATION 14515 N OUTER FORTY STE 210 CHESTERFIELD, MO 63017 |
 |  |  President - Silgan Plastics |  |
/s/ Frank W. Hogan, III, Attorney-in-fact for Alan H. Koblin | 10/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Securities beneficially owned includes 9,600 restricted stock units granted on March 1, 2006 pursuant to the Silgan Holdings Inc. 2004 Stock Incentive Plan, as amended, that have not yet vested. Upon vesting, these restricted stock units will automatically convert into shares of Common Stock on a 1-for-1 basis. |
(2) | These options were granted on November 7, 2003 and become exercisable ratably over a four-year period beginning November 7, 2004. 7,500 of these options are vested and currently exercisable. |