form8k_050107.htm
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of
Report (Date of Earliest Event Reported):
April
26, 2007
FRANKLIN
COVEY CO.
(Exact
name of registrant as specified in its charter)
Commission
File No. 1-11107
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Utah
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87-0401551
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(State
or other jurisdiction of incorporation)
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(IRS
Employer Identification Number)
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2200
West Parkway Boulevard
Salt
Lake City, Utah 84119-2099
(Address
of principal executive offices)(Zip Code)
Registrant’s
telephone number, including area code: (801)
817-1776
Former
name or former address, if changed since last report: Not
Applicable
______________________
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR240.13e-4(c))
| Item
3.01 |
Notice
of Delisting or Failure to Satisfy a Continued Listing Rule; Transfer
of
Listing
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As
a
listed Company on the New York Stock Exchange (NYSE), Franklin Covey Co. (the
Company) prepares and files an annual written affirmation and certification
by
the Chief Executive Officer of the Company as set forth in Section 303A.12(a)
of
the NYSE Listed Company Manual.
The
annual written affirmation and CEO certification made following the annual
meeting held January 20, 2006 was made to the NYSE in a timely fashion on March
27, 2006. However, the NYSE requires that the CEO certification and
any qualifications be disclosed to shareholders in the subsequent annual report
or Form 10-K filing with the Securities and Exchange Commission. The
Company inadvertently omitted that disclosure in its annual report and Form
10-K
filing for the fiscal year ended August 31, 2006 and was notified by the NYSE
about that omission on April 26, 2007.
This
8-K
filing notifies shareholders that the Chief Executive Officer did file, without
qualification, the required annual written affirmation and certification to
the
NYSE. This 8-K filing also satisfies the requirement to notify
shareholders and properly cures the deficiency notification sent by the NYSE
to
keep the Company in compliance with the continued listing standards of the
NYSE.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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FRANKLIN
COVEY CO.
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Date:
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May
1, 2007
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By:
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/s/
STEPHEN D.
YOUNG
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Stephen
D.
Young
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Chief
Financial
Officer
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