o Rule 13d-1(b) | ||
o Rule 13d-1(c) | ||
þ Rule 13d-1(d) |
CUSIP
No. |
45172K102 |
13G |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Gerald W. Simonson |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not applicable |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 115,473 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 115,473 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
115,473 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||||
n/a | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.87% | |||||
12 | TYPE OF REPORTING PERSON* | ||||
IN |
Page 2 of 5
Item 1. |
(a) | Name of Issuer | |||
Ikonics Corporation | ||||
(b) | Address of Issuers Principal Executive Offices | |||
4832 Grand Avenue | ||||
Duluth, MN 55807 |
Item 2. |
(a) | Name of Person Filing | |||
Gerald W. Simonson | ||||
(b) | Address of Principal Business Office or, if none, Residence | |||
7260 Commerce Circle East | ||||
Minneapolis, Minnesota 55432 | ||||
(c) | Citizenship | |||
United States | ||||
(d) | Title of Class of Securities | |||
Common Stock | ||||
(e) | CUSIP Number | |||
45172K102 |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or dealer registered under section 15 of the Act. | ||||
(b) | o | Bank as defined in section 3(a)(6) of the Act. | ||||
(c) | o | Insurance company as defined in section 3(a)(19) of the Act. | ||||
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940. | ||||
(e) | o | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | ||||
(f) | o | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F). | ||||
(g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | ||||
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. | ||||
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. | ||||
(j) | o | Group, in accordance with § 240.13d-1(b)(1)(ii)(J). |
Page 3 of 5
Item 4. | Ownership |
(a) | Amount Beneficially Owned | ||
115,473 | |||
(b) | Percent of Class | ||
5.87% | |||
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote | ||
115,473 | |||
(ii) | Shared power to vote or to direct the vote | ||
0 | |||
(iii) | Sole power to dispose or to direct the disposition of | ||
115,473 | |||
(iv) | Shared power to dispose or to direct the disposition of | ||
0 |
Item 5. | Ownership of Five Percent or Less of a Class |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Item 8. | Identification and Classification of Members of the Group |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certification |
February 12, 2010 | ||||
Date | ||||
/s/ Gerald W. Simonson | ||||
Signature | ||||
Gerald W. Simonson | ||||
Name/Title |
Page 5 of 5