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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3 )*
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
(CUSIP Number)
Carla S. Newell
c/o Technology Crossover Ventures
528 Ramona Street
Palo Alto, California 94301
(650) 614-8200
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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CUSIP No. |
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02148M 10 0 |
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Page |
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2 |
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of |
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11 |
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1 |
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NAMES OF REPORTING PERSONS:
TCV IV, L.P. See item 2 for identification of the General Partner |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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AF, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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DELAWARE
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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2,958,508 SHARES OF COMMON STOCK (A) |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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-0- SHARES OF COMMON STOCK |
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EACH |
9 |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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2,958,508 SHARES OF COMMON STOCK (A) |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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-0- SHARES OF COMMON STOCK |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: |
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2,958,508 SHARES OF COMMON STOCK (A) |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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þ
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
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10.24% |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): |
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PN |
(A) Please see Item 5.
2
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CUSIP No. |
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02148M 10 0 |
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Page |
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3 |
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of |
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11 |
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1 |
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NAMES OF REPORTING PERSONS:
TCV IV STRATEGIC PARTNERS, L.P. See item 2 for identification of the General Partner |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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AF, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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DELAWARE
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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110,319 SHARES OF COMMON STOCK (A) |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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-0- SHARES OF COMMON STOCK |
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EACH |
9 |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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110,319 SHARES OF COMMON STOCK (A) |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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-0- SHARES OF COMMON STOCK |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: |
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110,319 SHARES OF COMMON STOCK (A) |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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þ
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
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Less than 1% |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): |
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PN |
(A) Please see Item 5.
3
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CUSIP No. |
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02148M 10 0 |
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Page |
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4 |
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of |
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11 |
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1 |
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NAMES OF REPORTING PERSONS:
Technology Crossover Management IV, L.L.C. See item 2 for
identification of the Managing Members |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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AF, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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DELAWARE
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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3,068,827 SHARES OF COMMON STOCK (A) |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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-0- SHARES OF COMMON STOCK |
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EACH |
9 |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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3,068,827 SHARES OF COMMON STOCK (A) |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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-0- SHARES OF COMMON STOCK |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: |
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3,068,827 SHARES OF COMMON STOCK (A) |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
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10.63% |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): |
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OO |
(A) Please see Item 5.
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CUSIP No. |
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02148M 10 0 |
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Page |
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5 |
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of |
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11 |
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1 |
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NAMES OF REPORTING PERSONS:
JAY C. HOAG |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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AF, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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UNITED STATES CITIZEN
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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16,666 SHARES OF COMMON STOCK(A) |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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3,068,827 SHARES OF COMMON STOCK (A) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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3,085,493 SHARES OF COMMON STOCK (A) |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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-0- SHARES OF COMMON STOCK |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: |
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3,085,493 SHARES OF COMMON STOCK (A) |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
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10.67% |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): |
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IN |
(A) Please see Item 5. This
includes options issued under the Companys 2002 Stock Plan and held directly
by Mr. Hoag that can be immediately exercised for a total of
12,500 shares and 4,166 shares held directly by Mr. Hoag that were issued
under the Companys 2002 Stock Plan and subject to vesting.
5
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CUSIP No. |
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02148M 10 0 |
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Page |
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6 |
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of |
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11 |
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1 |
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NAMES OF REPORTING PERSONS:
RICHARD H. KIMBALL |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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AF, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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UNITED STATES CITIZEN
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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50,608 SHARES OF COMMON STOCK (A) |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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3,068,827 SHARES OF COMMON STOCK (A) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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3,119,435 SHARES OF COMMON STOCK (A) |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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-0- SHARES OF COMMON STOCK |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: |
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3,119,435 SHARES OF COMMON STOCK (A) |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
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10.80% |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): |
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IN |
(A) Please see Item 5. This
includes 50,608 shares distributed to the Kimball Family Trust Uta
Dtd 2/23/94, which Mr. Kimball and his wife are sole trustees.
6
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CUSIP No. |
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02148M 10 0 |
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Page |
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7 |
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ITEM 1. SECURITY AND ISSUER.
This statement relates to shares of common stock, par value $0.0001 per share (the Common Stock),
of Altiris, Inc., a Delaware corporation (Altiris or the Company). The Companys principal
executive offices are located at 588 West 400 South Lindon, Utah 84042.
ITEM 2. IDENTITY AND BACKGROUND.
(a)-(c), (f). This statement is being filed by (1) TCV IV, L.P., a Delaware limited partnership
(TCV IV), (2) TCV IV Strategic Partners, L.P., a Delaware limited partnership (Strategic
Partners IV), (3) Technology Crossover Management IV, L.L.C., a Delaware limited liability company
(Management IV), (4) Jay C. Hoag (Mr. Hoag) and (5) Richard H. Kimball (Mr. Kimball). TCV IV,
Strategic Partners IV, Management IV, Mr. Hoag and Mr. Kimball are sometimes collectively referred
to herein as the Reporting Persons. The agreement among the Reporting Persons relating to the
joint filing of this statement is attached as Exhibit 1 hereto.
TCV IV, Strategic Partners IV and Management IV are each principally engaged in the business of
investing in securities of privately and publicly held companies. Management IV is the sole general
partner of TCV IV and Strategic Partners IV. The address of the principal business and office of
each of TCV IV, Strategic Partners IV and Management IV is 528 Ramona Street, Palo Alto, California
94301.
Mr. Hoag and Mr. Kimball are the managing members of Management IV. Mr. Hoag and Mr. Kimball are
each United States citizens, and the present principal occupation of each is a venture capital
investor. The business address of each of Mr. Hoag and Mr. Kimball is 528 Ramona Street, Palo Alto,
California 94301.
(d), (e). During the last five years, none of TCV IV, Strategic Partners IV, Management IV, Mr.
Hoag or Mr. Kimball has (1) been convicted in a criminal proceeding (excluding traffic violations
or similar misdemeanors) or (2) been a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with respect to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Not Applicable.
ITEM 4. PURPOSE OF TRANSACTION.
Depending on the factors discussed herein, the Reporting Persons may, from time to time, acquire
additional shares of Common Stock and/or retain and/or sell all or a portion of their shares in the
open market or in privately negotiated transactions. Any actions the Reporting Persons might
undertake will be dependent upon the Reporting Persons review of numerous factors, including,
among other things, the price levels of the Common Stock; general market and economic conditions;
ongoing evaluation of the Companys business, financial condition, operations and prospects; the
relative attractiveness of alternative business and investment opportunities; and other future
developments.
Except as set forth above and as set forth in the Reporting Persons initial statement on Schedule
13D with respect to the Companys securities, filed May 24, 2002 (which is incorporated by
reference herein), the Reporting Persons have no present plans or intentions which would result in
or relate to any of the transactions described in subparagraphs (a) through (j) of Item 4 of
Schedule 13D.
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CUSIP No. |
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02148M 10 0 |
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Page |
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8 |
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ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a), (b). As of the close of business on May 1, 2006, TCV IV, Strategic Partners IV, Management IV,
Mr. Hoag and Mr. Kimball owned directly and/or indirectly the following shares:
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Number of |
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Percentage of |
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Total Shares |
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Outstanding Shares (*) |
Name of Investor |
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(Including Options) |
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(Including Options) |
TCV IV
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2,958,508 |
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10.24% (**) |
Strategic Partners IV
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110,319 |
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Less than 1% (**) |
Management IV
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3,068,827 |
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10.63% (**) |
Mr. Hoag
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3,085,493 |
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10.67% (**)(***) |
Mr. Kimball
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3,119,435 |
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10.80% (**)(****) |
(*) All percentages in this table are based on the 28,877,615 shares of Common Stock of the
Company outstanding, as reported on the Companys Proxy Statement filed pursuant to Section 14(a)
of the Securities Exchange Act of 1934 and filed with the Securities and Exchange Commission on
April 26, 2006.
(**) Certain Reporting Persons disclaim beneficial ownership as set forth below.
(***) This
includes options issued under the Companys 2002 Stock Plan and held directly by Mr. Hoag that
can be immediately exercised for a total of 12,500 shares; and 4,166 shares held directly by Mr.
Hoag that were issued under the Companys 2002 Stock Plan and subject to vesting.
(****)
This includes 50,608 shares held by the Kimball Family Trust Uta Dtd 2/23/94, which
Mr. Kimball and his wife are the sole trustees. Mr. Kimball disclaims beneficial ownership of the
shares except to the extent of his pecuniary interest therein.
Each of TCV IV and Strategic Partners IV (together the TCV IV Funds) has the sole power to
dispose or direct the disposition of the Common Stock held directly by them and as reported herein.
Each of the TCV IV Funds has the sole power to direct the vote of its respective Common Stock.
Management IV, as the sole general partner of the TCV IV Funds, may also be deemed to have the sole
power to dispose or direct the disposition of the Common Stock and direct the vote of the Common
Stock. Management IV disclaims beneficial ownership of such securities except to the extent of its
pecuniary interest therein.
Messrs. Hoag and Kimball are the managing members of Management IV. Under the operating agreement
of Management IV, each of Messrs. Hoag and Kimball have the independent power to cause the funds
managed by Management IV to buy and sell securities of publicly traded portfolio companies;
however, in general, they must act by unanimous consent with respect to all other matters,
including directing the voting of such securities. As a result, each of Messrs. Hoag and Kimball
may be deemed to each have the sole power to dispose or direct the disposition of the Common Stock
held by TCV IV Funds and the shared power to direct the vote of the Common Stock held by TCV IV
Funds. Messrs. Hoag and Kimball disclaim beneficial ownership of the securities owned by TCV IV
Funds except to the extent of their pecuniary interest therein. Mr. Hoag has the sole power to
dispose and direct the disposition of the shares of Common stock received upon exercise of options
granted to Mr. Hoag under the Companys 2002 Stock Plan and
the restricted shares received by Mr. Hoag and issued under the
Companys 2002 Stock
Plan once vested. He also has the sole power to direct the vote of his shares of Common Stock
received upon exercise of the options granted to Mr. Hoag under
the Companys 2002 Stock Plan and the restricted shares held by Mr. Hoag which were
issued under the Companys 2002 Stock Plan. Mr. Kimball has the sole power to dispose and direct the
disposition of the shares of Common Stock held by the Kimball Family Trust Uta Dtd 2/23/94 and the
sole power to direct the vote of his shares of Common Stock held by the Kimball Family Trust Uta
Dtd 2/23/94. Mr. Kimball disclaims beneficial ownership of the shares held by the Kimball Family
Trust Uta Dtd 2/23/94 except to the extent of his pecuniary interest therein.
The Reporting Persons may be deemed to be acting as a group in relation to their respective
holdings in the Company but do not affirm the existence of any such group.
Except as set forth in this Item 5(a) (b), each of the Reporting Persons disclaims beneficial
ownership of any Common Stock owned beneficially or of record by any other Reporting Person.
(c).
On
March 29, 2004, the Kimball Family Trust Uta Dtd 2/23/94 gifted
4229 shares of Common Stock of
the Company.
On
July 20, 2004, Mr. Hoag received a grant of options to
purchase 12,500 shares of Common Stock under the Companys
2002 Stock Plan.
On May 18, 2005, Mr. Hoag received a grant of 4,166 shares of restricted stock issued under
the Companys 2002 Stock Plan, such shares are subject to
vesting.
On February 8, 2006, Mr. Hoag received a grant of 4,166 shares of restricted stock issued under the
Companys 2002 Stock Plan, such shares are subject to vesting.
On February 24, 2006, Mr. Hoag transferred 4,166 shares of restricted stock issued under the
Companys 2002 Stock Plan in a transaction not for value to TCMI, Inc. Mr. Hoag and Mr. Kimball
are the sole shareholders and the sole directors of TCMI, Inc. Mr. Hoag and Mr. Kimball disclaim
beneficial ownership of the shares except to the extent of their pecuniary interests therein.
8
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CUSIP No. |
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02148M 10 0 |
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Page |
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9 |
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of |
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11 |
On April 28, 2006, TCV IV Funds listed below made an in-kind pro-rata distribution to their limited
partners, without consideration:
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Name of Investor |
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Shares Distributed |
TCV IV |
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1,199,147 |
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Strategic Partners IV |
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53,830 |
(*) |
(*)This includes 5,564 shares distributed to the Hoag Family Trust U/A Dtd 8/2/94, of which Mr.
Hoag and his wife are the sole trustees. Mr. Hoag disclaims beneficial ownership of the shares
held by the Hoag Family Trust U/A Dtd 8/2/94 except to the extent of his pecuniary interest
therein. This also includes 6,159 shares distributed to the Kimball Family Trust Uta Dtd 2/23/94,
of which Mr. Kimball and his wife are the sole trustees. Mr. Kimball disclaims beneficial
ownership of the shares held by the Kimball Family Trust Uta Dtd 2/23/94 except to the extent of
his pecuniary interest therein.
On April 28, 2006, TCV IV Funds listed below made an in-kind pro-rata distribution to their general
partner, without consideration:
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Name of Investor |
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Shares Distributed |
TCV IV |
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246,931 |
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Strategic Partners IV |
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92 |
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On April 28, 2006, Management IV made an in-kind distribution of 257,012 shares of Common Stock of
the Company to its members, without consideration. This includes 60,601 shares distributed to the
Hoag Family Trust U/A Dtd 8/2/94, of which Mr. Hoag and his wife are the sole trustees; 13,290 shares distributed to Hamilton Investments Limited Partnership, of which Mr. Hoag
and his wife are the sole limited partners. Mr. Hoag disclaims beneficial ownership of the shares
held by the Hoag Family Trust U/A Dtd 8/2/94 and Hamilton Investments Limited Partnership except to
the extent of his pecuniary interest therein. This also includes 44,449 shares distributed to the
Kimball Family Trust Uta Dtd 2/23/94, of which Mr. Kimball and his wife are the sole trustees. Mr.
Kimball disclaims beneficial ownership of the shares held by the Kimball Family Trust Uta Dtd
2/23/94 except to the extent of his pecuniary interest therein.
On May 1, 2006, Mr. Hoag exercised options to purchase 50,000 shares of the Companys Common Stock
at an exercise price of $7.50 per share. Mr. Hoag subsequently sold these 50,000 shares at a price
of $20.05 per share.
On May 1, 2006, TCMI, Inc. sold 4,166 shares of the Companys Common Stock at an average price of
$20.2618 per share. Mr. Hoag and Mr. Kimball are sole shareholders and directors. Mr. Kimball
and Mr. Hoag disclaim beneficial ownership of the shares except to the extent of their pecuniary
interests therein.
On May 1, 2006, the Hoag Family Trust U/A Dtd 8/2/94 sold 69,985 shares of the Companys Common
Stock at an average price of $20.1496 per share. Mr. Hoag and his wife are the sole trustees of
the trust. Mr. Hoag disclaims beneficial ownership of the shares except to the extent of his
pecuniary interest therein.
On May 1, 2006, Hamilton Investments Limited Partnership sold 13,290 shares of the Companys
Common Stock at an average price of $20.1496 per share. Mr. Hoag and his wife are the sole limited
partners of the partnership. Mr. Hoag disclaims beneficial ownership of the shares except to the
extent of his pecuniary interest therein.
(d). Not applicable.
(e). Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.
Except as set forth herein and as set forth in the Reporting Persons initial statement on Schedule
13D with respect to the Companys securities, filed May 24, 2002 (which is incorporated by
reference herein), none of the Reporting Persons has any contracts, arrangements, understandings or
relationships (legal or otherwise) with any person with respect to any securities of Company,
including but not limited to any contracts, arrangements, understandings or relationships
concerning the transfer or voting of such securities, finders fees, joint ventures, loan or option
arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or
withholding of proxies.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit 1 Joint Filing Agreement (incorporated by reference from Exhibit 1 to the Schedule 13D
relating to the common stock of Altiris, Inc. filed on May 24, 2002)
Exhibit 2 Statement Appointing Designated Filer and Authorized Signatories dated November 5, 2001
(incorporated by reference from Exhibit A to the Schedule 13D/A relating to the common stock of
Digital Generation Systems, Inc. filed on March 21, 2002)
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CUSIP No. |
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02148M 10 0 |
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Page |
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10 |
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of |
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11 |
SIGNATURE
After reasonable inquiry and to the best of each of the undersigneds knowledge and belief, each of
the undersigned certifies that the information set forth in this statement is true, complete and
correct.
Dated: May 1, 2006
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TCV IV, L.P.
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By: |
/s/ Carla S. Newell
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Name: |
Carla S. Newell |
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Its: Authorized Signatory |
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TCV IV STRATEGIC PARTNERS, L.P.
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By: |
/s/ Carla S. Newell
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Name: |
Carla S. Newell |
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Its: Authorized Signatory |
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TECHNOLOGY CROSSOVER MANAGEMENT IV, L.L.C.
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By: |
/s/ Carla S. Newell
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Name: |
Carla S. Newell |
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Its: Authorized Signatory |
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JAY C. HOAG
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By: |
/s/ Carla S. Newell
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Name: |
Carla S. Newell |
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Its: Authorized Signatory |
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RICHARD H. KIMBALL
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By: |
/s/ Carla S. Newell
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Name: |
Carla S. Newell |
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Its: Authorized Signatory |
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CUSIP No. |
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02148M 10 0 |
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Page |
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11 |
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of |
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11 |
EXHIBIT INDEX
Exhibit 1 Joint Filing Agreement (incorporated by reference from Exhibit 1 to the Schedule 13D
relating to the common stock of Altiris, Inc. filed on May 24, 2002)
Exhibit 2 Statement Appointing Designated Filer and Authorized Signatories dated November 5, 2001
(incorporated by reference from Exhibit A to the Schedule 13D/A relating to the common stock of
Digital Generation Systems, Inc. filed on March 21, 2002)
11