sc13g
 

SEC 1745
(3-06)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _)*
Glu Mobile, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
379890106
(CUSIP Number)
12/31/07
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
      o Rule 13d-1(b)
 
      o Rule 13d-1(c)
 
      þ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

Page 1 of 11 Pages


 

                     
CUSIP No.
 
379890106 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification No(s). of above person(s) (entities only)
BAVP, LP                                   94-3359700
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,400,920*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,400,920*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,400,920*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN
* Includes 101 shares one of the members of the general partner of BAVP, LP has the right to acquire within 60 days of 12/31/07 pursuant to options outstanding to purchase shares of the Issuer’s common stock. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options.

Page 2 of 11 pages


 

                     
CUSIP No.
 
379890106 
 

 

           
1   NAME OF REPORTING PERSONS
I.R.S. Identification No(s). of above person(s) (entities only)
Scale Venture Management I, LLC                            94-3358904
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,400,920*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,400,920*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,400,920*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  CO
* Shares are held by BAVP, LP. Scale Venture Management I, LLC is the general partner of BAVP, LP. Includes 101 shares one of the members of Scale Venture Management I, LLC has the right to acquire within 60 days of 12/31/07 pursuant to options outstanding to purchase shares of the Issuer's common stock. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options.

Page 3 of 11 pages


 

                     
CUSIP No.
 
379890106 
 

 

           
1   NAME OF REPORTING PERSONS
I.R.S. Identification No(s). of above person(s) (entities only)
Louis C. Bock
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  US
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,400,920*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,400,920*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,400,920*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* Shares are held by BAVP, LP. Louis C. Bock, Kate Mitchell, Rory O'Driscoll and Mark Brooks are the Managing Members of Scale Venture Management I, LLC, the general partner of BAVP, LP. The Reporting Person disclaims beneficial ownership with respect to all such shares except to the extent of his proportionate pecuniary interests therein. Includes 101 shares one of the members of Scale Venture Management I, LLC has the right to acquire within 60 days of 12 /31/07 pursuant to options outstanding to purchase shares of the Issuer's common stock. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options.

Page 4 of 11 pages


 

                     
CUSIP No.
 
379890106 
 

 

           
1   NAME OF REPORTING PERSONS
I.R.S. Identification No(s). of above person(s) (entities only)
Kate Mitchell
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  US
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,400,920*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,400,920*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,400,920*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* Shares are held by BAVP, LP. Louis C. Bock, Kate Mitchell, Rory O'Driscoll and Mark Brooks are the Managing Members of Scale Venture Management I, LLC, the general partner of BAVP, LP. The Reporting Person disclaims beneficial ownership with respect to all such shares except to the extent of her proportionate pecuniary interests therein. Includes 101 shares one of the members of Scale Venture Management I, LLC has the right to acquire within 60 days of 12/31/07 pursuant to options outstanding to purchase shares of the Issuer's common stock. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options.

Page 5 of 11 pages


 

                     
CUSIP No.
 
379890106 
 

 

           
1   NAME OF REPORTING PERSONS
I.R.S. Identification No(s). of above person(s) (entities only)
Rory O’Driscoll
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  US
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,400,920*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,400,920*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,400,920*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* Shares are held by BAVP, LP. Louis C. Bock, Kate Mitchell, Rory O'Driscoll and Mark Brooks are the Managing Members of Scale Venture Management I, LLC, the general partner of BAVP, LP. The Reporting Person disclaims beneficial ownership with respect to all such shares except to the extent of his proportionate pecuniary interests therein. Includes 101 shares one of the members of Scale Venture Management I, LLC has the right to acquire within 60 days of 12/31/07 pursuant to options outstanding to purchase shares of the Issuer's common stock. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options.

Page 6 of 11 pages


 

                     
CUSIP No.
 
379890106 
 

 

           
1   NAME OF REPORTING PERSONS
I.R.S. Identification No(s). of above person(s) (entities only)
Mark Brooks
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  US
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,400,920*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    2,400,920*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,400,920*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
* Shares are held by BAVP, LP. Louis C. Bock, Kate Mitchell, Rory O'Driscoll and Mark Brooks are the Managing Members of Scale Venture Management I, LLC, the general partner of BAVP, LP. The Reporting Person disclaims beneficial ownership with respect to all such shares except to the extent of his proportionate pecuniary interests therein. Includes 101 shares one of the members of Scale Venture Management I, LLC has the right to acquire within 60 days of 12/31/07 pursuant to options outstanding to purchase shares of the Issuer's common stock. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options.

Page 7 of 11 pages


 

Item 1.
             
    (a)   Name of Issuer
 
           
 
          Glu Mobile, Inc.
 
           
    (b)   Address of Issuer’s Principal Executive Offices
 
           
 
          1800 Gateway Dr., Second Floor
 
          San Mateo, CA 94404
Item 2.
             
    (a)   Name of Person Filing
 
           
 
          BAVP, LP; Scale Venture Management I, LLC; Louis C. Bock; Kate Mitchell; Rory
 
          O’Driscoll and Mark Brooks
 
           
    (b)   Address of Principal Business Office or, if none, Residence
 
           
 
          BAVP, LP: 100 North Tryon Street, Floor 25, Bank of America Corporate Center, Charlotte, NC 28255
 
          Scale Venture Management I, LLC: 950 Tower Lane, Suite 700, Foster City, CA 94404
 
   Louis C. Bock:   950 Tower Lane, Suite 700, Foster City, CA 94404
 
   Kate Mitchell:   950 Tower Lane, Suite 700, Foster City, CA 94404
 
   Rory O’Driscoll:   950 Tower Lane, Suite 700, Foster City, CA 94404
 
   Mark Brooks:   950 Tower Lane, Suite 700, Foster City, CA 94404
         
 
  (c)   Citizenship
                  BAVP, LP is organized in Delaware and Scale Venture Management I, LLC is organized in California. Each of Louis C. Bock, Kate Mitchell, Rory O’Driscoll and Mark Brooks are US citizens.
             
    (d)   Title of Class of Securities
 
           
 
          Common Stock
 
           
    (e)   CUSIP Number
 
           
 
          834453102
Item 3.   If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
     Not applicable
Item 4. Ownership
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
         
 
  (a)   Amount Beneficially Owned:
         
BAVP, LP
    2,400,920 (1)
Scale Venture Management I, LLC
    2,400,920 (1)
Louis C. Bock
    2,400,920 (1)
Kate Mitchell
    2,400,920 (1)
Rory O’Driscoll
    2,400,920 (1)
Mark Brooks
    2,400,920 (1)

page 8 of 11 pages


 

         
         
 
  (b)   Percent of Class:
         
BAVP, LP
    8.3 %
Scale Venture Management I, LLC
    8.3 %
Louis C. Bock
    8.3 %
Kate Mitchell
    8.3 %
Rory O’Driscoll
    8.3 %
Mark Brooks
    8.3 %
         
 
  (c)   Number of shares as to which the person has:
(i)      Sole power to vote or to direct the vote:
Not Applicable
(ii)     Shared power to vote or to direct the vote:
         
BAVP, LP
    2,400,920 (1)
Scale Venture Management I, LLC
    2,400,920 (1)
Louis C. Bock
    2,400,920 (1)
Kate Mitchell
    2,400,920 (1)
Rory O’Driscoll
    2,400,920 (1)
Mark Brooks
    2,400,920 (1)
(iii)     Sole power to dispose or to direct the disposition of:
Not Applicable
(iv)     Shared power to dispose or to direct the disposition of:
         
BAVP, LP
    2,400,920 (1)
Scale Venture Management I, LLC
    2,400,920 (1)
Louis C. Bock
    2,400,920 (1)
Kate Mitchell
    2,400,920 (1)
Rory O’Driscoll
    2,400,920 (1)
Mark Brooks
    2,400,920 (1)
 
(1)   Shares are held by BAVP, LP. Scale Venture Management I, LLC is the General Partner of BAVP, LP. Louis Bock, Kate Mitchell, Rory O’Driscoll and Mark Brooks are the Managing Members of Scale Venture Management I, LLC, the general partner of BAVP, LP. Includes 101 shares of the Issuer’s Common Stock a member of Scale Venture Management I, LLC has the right to acquire within 60 days of 12/31/07. Such member is deemed to hold the reported options for the benefit of BAVP, LP. BAVP, LP is deemed the indirect beneficial owner of the options.
Item 5. Ownership of Five Percent or Less of a Class
     Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
     Not Applicable
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
     Not Applicable

page 9 of 11 pages


 

Item 8. Identification and Classification of Members of the Group
     Not Applicable
Item 9. Notice of Dissolution of a Group
     Not Applicable
Item 10. Certification
     Not applicable
[SIGNATURE]
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2008
             
BAVP, LP   SCALE VENTURE MANAGEMENT I, LLC
 
           
By:   Scale Venture Management I,LLC,    
 
  its General Partner        
 
           
By:
  /s/ Kate Mitchell    By:   /s/ Kate Mitchell 
 
           
 
  Name: Kate Mitchell       Name: Kate Mitchell
 
  Title: Managing Member       Title: Managing Member
 
           
By:
  /s/ Louis C. Bock    By:   /s/ Kate Mitchell 
 
           
 
  Name: Louis C. Bock       Name: Kate Mitchell
 
           
By:
  /s/ Rory O’Driscoll    By:   /s/ Mark Brooks 
 
           
 
  Name: Rory O’Driscoll       Name: Mark Brooks
EXHIBITS
A:     Joint Filing Agreement

page 10 of 11 pages


 

EXHIBIT A
JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Glu Mobile, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.
     In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 13th day of February, 2008.
             
BAVP, LP   SCALE VENTURE MANAGEMENT I, LLC
 
           
By:
  Scale Venture Management I, LLC,        
 
  its General Partner        
 
           
By:
  /s/ Kate Mitchell    By:   /s/ Kate Mitchell 
 
           
 
  Name: Kate Mitchell       Name: Kate Mitchell
 
  Title: Managing Member       Title: Managing Member
 
           
By:
  /s/ Louis C. Bock   By:   /s/ Kate Mitchell 
 
           
 
  Name: Louis C. Bock       Name: Kate Mitchell
 
           
By:
  /s/ Rory O’Driscoll    By:   /s/ Mark Brooks 
 
           
 
  Name: Rory O’Driscoll       Name: Mark Brooks

page 11 of 11 pages