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SEC USE ONLY |
DOCUMENT SEQUENCE NO. |
CUSIP NUMBER |
WORK LOCATION |
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, DC 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
1(a) NAME OF ISSUER (Please type or print) |
(b) IRS IDENT. NO. |
(c) S.E.C. FILE NO. |
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1(d) ADDRESS OF ISSUER |
(e)TELEPHONE |
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AREA CODE |
NUMBERS |
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2 (a) |
(b) |
(c) RELATIONSHIP TO ISSUER |
(d) ADDRESS |
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INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. identification Number and the S.E.C. File Number. |
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3(a) |
(b) |
SEC USE ONLY |
(c) |
(d) |
(e) |
(f) |
(g) |
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Broker-Dealer File Number |
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Common Stock |
LPL Financial |
35,000 |
$2,279,900 |
16,233,204 |
10/27/04 |
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INSTRUCTIONS: |
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1. |
(a) |
Name of issuer |
(b) |
Issuer's I.R.S. Identification Number |
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(c) |
Issuer's S.E.C. file number, if any |
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(d) |
Issuer's address, including zip code |
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(e) |
Issuer's telephone number, including area code |
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2. |
(a) |
Name of person for whose account the securities are to be sold |
(b) |
Such person's I.R.S. identification number, if such person is an entity |
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(c) |
Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) |
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(d) |
Such person's address, including zip code |
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3. |
(a) |
Title of the class of securities to be sold |
(b) |
Name and address of each broker through whom the securities are intended to be sold |
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(c) |
Number of shares or other units to be sold (if debt securities, give the aggregate face amount) |
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(d) |
Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice |
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(e) |
Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer |
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(f) |
Approximate date on which the securities are to be sold |
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(g) |
Name of each securities exchange, if any, on which the securities are intended to be sold |
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TABLE I -- SECURITIES TO BE SOLD |
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Title of the Class |
Date you acquired |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired |
Amount of Securities Acquired |
Date of Payment |
Nature of Payment |
Common Stock |
10/26/04 |
Stock option exercise. |
Travelzoo Inc. |
35,000 |
N/A |
N/A |
INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
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TABLE 2 -- SECURITIES SOLD DURING THE PAST 3 MONTHS |
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Name and |
Title of Securities Sold |
Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
Suzanna Mak, 9805 Double R Blvd., Suite 301, Reno, NV 89521 | Common Stock | 7/29/04 | 1,000 | $29,024 |
Suzanna Mak, 9805 Double R Blvd., Suite 301, Reno, NV 89521 | Common Stock | 7/30/04 | 4,000 | $116,200 |
Suzanna Mak, 9805 Double R Blvd., Suite 301, Reno, NV 89521 | Common Stock | 10/21/04 | 100 | $6,300 |
Suzanna Mak, 9805 Double R Blvd., Suite 301, Reno, NV 89521 | Common Stock | 10/21/04 | 4,906 | $309,421 |
REMARKS:
INSTRUCTIONS:
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October 27, 2004 |
/s/ Suzanna Mak |
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Date of Notice |
Signature |
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ATTENTION: |